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Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 9016
    The Strategic Financial AllianceAtlanta, GA · 1,463 clientsBroker-dealer firmHybridTimbrel Capital, LLC
    Pershing 100%
    $382M
  2. 9034
    Philosmith Capital CorporationStamford, CT · 3 clientsBroker-dealer firmHybridPhilosmith Securities LLC
    State Street 82%
    $380M
  3. 9043
    Triton Pacific Healthcare Partners, LLCSan Juan Capistrano, CA · 5 clientsPrivate fund adviserAffiliated broker-dealerTriton Pacific Securities, LLC
    No custodian reported
    $380M
  4. 9057
    Legacy Consulting GroupPlano, TX · 209 clientsWealth managerHybridPerryman Securities, Inc.
    Schwab 100%
    $379M
  5. 9066
    Manulife Investment Management (north America) LimitedToronto, On, Canada · 2 clientsAsset managerAffiliated broker-dealer
    State Street 80%
    $378M
  6. 9067
    Financial Advisory Partners, LLCWinter Park, FL · 147 clientsWealth managerBank-affiliatedHybridLanark Financial, Inc.
    RBC 100%
    $378M
  7. 9068
    Ashworth Wealth, LLCSouth Jordan, UT · 300 clientsWealth managerHybrid
    Schwab 80%
    $378M
  8. 9074
    Arrow Investment Advisors, LLCLaurel, MD · 2 clientsBroker-dealer firmHybridArcher Distributors, LLC
    No custodian reported
    $377M
  9. 9087
    Daiwa Capital Management Silicon Valley Inc.Palo Alto, CA · 2 clientsPrivate fund adviserAffiliated broker-dealerDaiwa Securities Co. LTD.
    No custodian reported
    $376M
  10. 9103
    Cibest Capital Advisory Services LLCMiami, FL · 462 clientsAsset managerHybridCibest Capital Panama S.A., Cibest Capital Securities, LLC, clears through Pershing
    Pershing 86%
    $375M
  11. 9108
    Carl Marks Management Company, LLCNew York, NY · 4 clientsPrivate fund adviserAffiliated broker-dealerCarl Marks Securities LLC
    No custodian reported
    $374M
  12. 9114
    Aurora Private Wealth, Inc.Totowa, NJ · 1,508 clientsWealth managerWrap sponsorHybridAPW Capital, Inc.
    Schwab 67%
    $374M
  13. 9129
    Richard W. Paul & Associates, LLCNovi, MI · 674 clientsWealth managerHybridMatthew Paul
    Fidelity 100%
    $373M
  14. 9133
    United Brokerage Services IncParkersburg, WV · 1,390 clientsBroker-dealer firmHybrid
    Wells Fargo 100%
    $372M
  15. 9143
    Guggenheim Wealth Solutions, LLCSanta Monica, CA · 233 clientsAsset managerHybridGuggenheim Funds Distributors, LLC, Guggenheim Investor Services, LLC, clears through Pershing
    Morgan Stanley 87%
    $371M
  16. 9167
    InterwiseHolladay, UT · 334 clientsWealth managerHybrid
    Schwab 100%
    $370M
  17. 9190
    Saxony Capital Management, LLCSaint Louis, MO · 762 clientsWealth managerHybridPatrick Capital Markets, LLC, Saxony Securities, Inc.
    No custodian reported
    $368M
  18. 9208
    M. E. Allison & Co., Inc.San Antonio, TX · 499 clientsBroker-dealer firmHybrid
    Fidelity 0%
    $366M
  19. 9215
    Sage Advisors, LLCNew York, NY · 25 clientsPrivate fund adviserAffiliated broker-dealerCP Client Solutions LLC
    No custodian reported
    $366M
  20. 9219
    North CapitalSalt Lake City, UT · 182 clientsWealth managerPublic-company ownedHybridNorth Capital Agency Brokerage, LLC, North Capital Private Securities Corporation
    Schwab 97%
    $366M
  21. 9233
    Reservoir Operations, L.P.New York, NY · 6 clientsPrivate fund adviserAffiliated broker-dealer
    No custodian reported
    $365M
  22. 9254
    MarketridersChesterfield, MO · 477 clientsWealth managerHybridSogotrade, Inc.
    Apex Fintech 100%
    $363M
  23. 9274
    MFP Financial Services, LLCSafety Harbor, FL · 1,286 clientsWealth managerHybrid
    LPL Financial 100%
    $361M
  24. 9276
    Dearborn Capital Management, LLCChicago, IL · 2 clientsAsset managerHybridDCM Brokers, LLC
    No custodian reported
    $361M
  25. 9283
    Outcome Driven Strategies, LLCHunt Valley, MD · 22 clientsAsset managerHybridIcapital Hong Kong LTD, Icapital Markets LLC
    No custodian reported
    $360M
  26. 9285
    ACP Capital Management, LLCMiami, FL · 125 clientsWealth managerHybridACP Securities, LLC
    Pershing 52%Inteligo Bank 25%Morgan Stanley 23%
    $360M
  27. 9288
    U. S. Boston Capital CorporationLincoln, MA · 97 clientsBroker-dealer firmHybrid
    No custodian reported
    $360M
  28. 9309
    Point Windward Advisors, Inc.New York, NY · 278 clientsWealth managerHybridBeech Hill Securities, Inc.
    Pershing 100%
    $359M
  29. 9317
    CA Adviser, LLCPhiladelphia, PA · 2 clientsPrivate fund adviserAffiliated broker-dealer
    No custodian reported
    $358M
  30. 9322
    Papamarkou Wellner Perkin AdvisorsNew York, NY · 109 clientsWealth managerHybridPapamarkou Wellner & Co., Inc.
    Pershing 80%
    $358M
  31. 9334
    Capstone Wealth Management Group, LLCDunmore, PA · 524 clientsWealth managerHybrid
    LPL Financial 100%
    $356M
  32. 9347
    Sepulveda Management LLCLos Angeles, CA · 3 clientsPrivate fund adviserHybridTCW Asia Limited, TCW Funds Distributors LLC
    No custodian reported
    $355M
  33. 9351
    Bull Harbor Capital LLC.Bethesda, MD · 426 clientsWealth managerHybrid
    Fidelity 100%
    $355M
  34. 9387
    Heitman International LLCLondon, United Kingdom · 7 clientsPrivate fund adviserHybridHeitman International Real Estate Securities PTY Limited, Heitman Securities LLC
    No custodian reported
    $352M
  35. 9393
    GFO Advisory Services, LLCGreenwich, CT · 10 clientsPrivate fund adviserAffiliated broker-dealerTruist Investment Services, Inc., Truist Securities, Inc., clears through National Financial Services (Fidelity)
    Argent Institutional Trust 97%
    $351M
  36. 9413
    Guggenheim Private Investments, LLCNew York, NY · 7 clientsPrivate fund adviserHybridGuggenheim Funds Distributors, LLC, Guggenheim Investor Services, LLC, clears through Pershing
    J.P. Morgan 100%
    $349M
  37. 9416
    Precise Investment Management, Inc.Highland Park, IL · 88 clientsAsset managerHybridInsight Securities, Inc.
    UBS 29%
    $349M
  38. 9424
    EGI Financial, Inc.Akron, OH · 292 clientsWealth managerHybridAmerican Heritage Securities, Inc.
    Wells Fargo 88%
    $349M
  39. 9455
    GBM Wealth Management, Inc.Houston, TX · 546 clientsWealth managerHybridGBM Grupo Bursatil Mexicano SA De CV, Casa De Bolsa, GBM International, Inc., clears through Pershing
    Pershing 100%
    $346M
  40. 9462
    Jefferies Credit Partners Europe LimitedLondon, United Kingdom · 1 clientsAsset managerAffiliated broker-dealer
    No custodian reported
    $346M

RIAs by state