Wealth manager, independent · Houston, TX
GBM Wealth Management, Inc.
SEC-registered investment adviser · CRD 145049 · SEC 801-129803
At a glance
GBM Wealth Management, Inc. is an SEC-registered investment adviser based in Houston, Texas, with $346 million in regulatory assets under management as of its Form ADV filed September 3, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 511 individual clients. By Form ADV it is a wealth manager, ranked 3,942nd of 8,915 wealth managers and 9,455th of 17,210 SEC-registered advisers by assets.
Main office 281-745-9100gbminvestor.comAs filed on Form ADV
- Regulatory AUM
- $346M
- Rank among wealth managers
- #3,942 of 8,915
- Rank among all SEC RIAs
- #9,455 of 17,210
- Rank in Texas
- #629 of 1,081
- Individual clients
- 511
- High-net-worth clients
- 60
- Accounts
- 546
- Discretionary
- 89% of AUM
- Employees
- 10
- Advisory staff
- 8
- Offices
- 1
Owners and executives on its Form ADV
- Raymundo Cobo AvilaPresident
- Pamela ReynosoChief Compliance Officer
- Samantha M. EatonPrincipal
- Jose R. MacouzetChief Executive Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
GBM Wealth Management, Inc. is a hybrid RIA: 10 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: GBM Grupo Bursatil Mexicano SA De CV, Casa De Bolsa and GBM International, Inc..
- GBM Grupo Bursatil Mexicano SA De CV, Casa De Bolsa
- GBM International, Inc. ↗CRD 28684
An introducing broker-dealer: its trades clear through Pershing, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 60 | $149M | 43% |
| Individuals | 451 | $98M | 28% |
| Corporations or other businesses | 32 | $69M | 20% |
| Other | 3 | $23M | 7% |
| Insurance companies | – | $7M | 2% |
Disciplinary disclosures
GBM Wealth Management, Inc. answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗gbminvestor.com ↗
AtlasMembers
The full record on GBM Wealth Management, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 6,367 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does GBM Wealth Management, Inc. manage?
GBM Wealth Management, Inc. reports $346 million in regulatory assets under management across 546 accounts, 89% of it on a discretionary basis, on its Form ADV filed September 3, 2026.
What kind of firm is GBM Wealth Management, Inc.?
GBM Wealth Management, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are GBM Wealth Management, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($149 million, 60 clients); individuals ($98 million, 451 clients); corporations or other businesses ($69 million, 32 clients).
Does GBM Wealth Management, Inc. have any disciplinary history?
GBM Wealth Management, Inc. answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is GBM Wealth Management, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-03), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →