Private fund adviser · New York, NY
Sage Advisors, LLC
SEC-registered investment adviser · CRD 148964 · SEC 801-69790
At a glance
Sage Advisors, LLC is an SEC-registered investment adviser based in New York, New York, with $366 million in regulatory assets under management as of its Form ADV filed September 21, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 3,372nd of 4,686 private fund advisers and 9,215th of 17,210 SEC-registered advisers by assets.
Main office 212-850-4260As filed on Form ADV
- Regulatory AUM
- $366M
- Rank among private fund advisers
- #3,372 of 4,686
- Rank among all SEC RIAs
- #9,215 of 17,210
- Rank in New York
- #1,645 of 2,591
- Clients
- 25
- Accounts
- 24
- Discretionary
- 100% of AUM
- Employees
- 18
- Advisory staff
- 12
- Offices
- 6
Owners and executives on its Form ADV
- Robert J. SecoGeneral Counsel
- Kurt P. MiscinskiChief Executive Officer
- Kevin D. HildenPresident
- Neil L. QuinlanDirector of Operations
- Arthur I. ProstickChief Compliance Officer
- Suketu C. ShahChief Financial Officer
- Robert J. JeffersChief Operations Officer
Custody and brokerage
Custodian
Sage Advisors, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Affiliated broker-dealer
It names an affiliated broker-dealer: CP Client Solutions LLC.
- CP Client Solutions LLC ↗CRD 330402
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, February 2026
Its Form ADV brochure (filed March 2026) names CP Client Solutions as the broker-dealer its advisers are registered with.
Certain Cerity Partners management persons and employees are registered representatives of CP Client Solutions to the extent necessary or appropriate to perform their responsibilities.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 25 | $366M | 100% |
Private funds
Sage Advisors, LLC reports 22 private funds with $352M in gross assets: private equity funds, real estate funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Sage Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Sage Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 2,188 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Sage Advisors, LLC manage?
Sage Advisors, LLC reports $366 million in regulatory assets under management across 24 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 21, 2026.
What kind of firm is Sage Advisors, LLC?
Sage Advisors, LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Sage Advisors, LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($366 million, 25 clients).
Does Sage Advisors, LLC manage private funds?
Yes. It reports 22 private funds with $352 million in gross assets, including private equity funds, real estate funds, other private funds.
Does Sage Advisors, LLC have any disciplinary history?
Sage Advisors, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Sage Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-21), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →