Chief Compliance Officer · Cerity Partners LLC
Arthur I. Prostick
CRD 2254400 · Named on Form ADV at 4 SEC-registered advisers
At a glance
Cerity Partners LLC, an SEC-registered wealth manager based in New York, NY with $161.7 billion in regulatory assets, lists Arthur I. Prostick on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Arthur at 3 other registered advisers.
Firms and roles
- Cerity Partners LLCChief Compliance OfficerWealth manager · New York, NY · $162B in regulatory assets
- Cerity Partners Retirement Plan ConsultantsChief Compliance OfficerAsset manager · New York, NY · $40B in regulatory assets
- Cerity Partners Ocio LLCChief Compliance OfficerAsset manager · New York, NY · $21B in regulatory assets
- Sage Advisors, LLCChief Compliance OfficerPrivate fund adviser · New York, NY · $366M in regulatory assets
AtlasMembers
Arthur’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 4 firmsLocked
- Control-person status
- 4 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Kurt P. MiscinskiChief Executive Officer, Cerity Partners LLC
- Robert J. SecoGeneral Counsel, Cerity Partners LLC
- Kevin D. HildenPresident, Cerity Partners LLC
- Neil L. QuinlanDirector of Operations, Cerity Partners LLC
- Suketu C. ShahChief Financial Officer, Cerity Partners LLC
1 more person named with Arthur on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Arthur’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.