Asset manager · New York, NY
Cerity Partners Ocio LLC
SEC-registered investment adviser · CRD 151916 · SEC 801-70888
At a glance
Cerity Partners Ocio LLC is an SEC-registered investment adviser based in New York, New York, with $21.1 billion in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is charitable organizations, and it reports 2 individual clients. By Form ADV it is a asset manager, ranked 362nd of 3,218 asset managers and 840th of 17,210 SEC-registered advisers by assets.
Main office 212-850-4260ceritypartners.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $21B
- Rank among asset managers
- #362 of 3,218
- Rank among all SEC RIAs
- #840 of 17,210
- Rank in New York
- #223 of 2,591
- Individual clients
- 2
- High-net-worth clients
- 2
- Accounts
- 42
- Discretionary
- 100% of AUM
- Employees
- 61
- Advisory staff
- 21
- Offices
- 3
Owners and executives on its Form ADV
- Kevin D. HildenPresident
- Arthur I. ProstickChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Cerity Partners Ocio LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: CP Client Solutions LLC.
- CP Client Solutions LLC ↗CRD 330402
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, February 2026
Its Form ADV brochure (filed March 2026) names CP Client Solutions as the broker-dealer its advisers are registered with.
CP Client Solutions Cerity Partners advisors who are registered representatives of CP Client Solutions will generate a commission separate from, or in addition to, advisory fees charged by Cerity Partners.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Charitable organizations | 38 | $15B | 72% |
| Pooled investment vehicles | 1 | $6.0B | 28% |
| Investment companies | 1 | $10M | <1% |
| High-net-worth individuals | 2 | $8M | <1% |
Private funds
Cerity Partners Ocio LLC reports 1 private funds with $6.0B in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Cerity Partners Ocio LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗ceritypartners.com ↗Cerity Partners Ocio LLC news and profile →
AtlasMembers
The full record on Cerity Partners Ocio LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 407 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Cerity Partners Ocio LLC manage?
Cerity Partners Ocio LLC reports $21.1 billion in regulatory assets under management across 42 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Cerity Partners Ocio LLC?
Cerity Partners Ocio LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Cerity Partners Ocio LLC’s clients?
By assets, its largest client types are charitable organizations ($15.2 billion, 38 clients); pooled investment vehicles ($6.0 billion, 1 clients); investment companies ($10 million, 1 clients).
Does Cerity Partners Ocio LLC manage private funds?
Yes. It reports 1 private funds with $6.0 billion in gross assets, including hedge funds.
Does Cerity Partners Ocio LLC have any disciplinary history?
Cerity Partners Ocio LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Cerity Partners Ocio LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →