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Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 6686
    Cherry Tree Wealth Management, LLCMinnetonka, MN · 334 clientsWealth managerHybridCherry Tree & Associates, LLC
    Schwab 69%Fidelity 31%
    $673M
  2. 6707
    Lombard Advisers IncorporatedBaltimore, MD · 985 clientsWealth managerWrap sponsorHybridLombard Securities Incorporated
    Wells Fargo 100%
    $670M
  3. 6710
    Pave Investment Advisors, LLC.New York, NY · 93 clientsAsset managerAffiliated broker-dealerPave Securities, LLC, clears through Interactive Brokers
    No custodian reported
    $670M
  4. 6713
    The Oak Ridge Financial Services Group, IncGolden Valley, MN · 1,005 clientsBroker-dealer firmHybridThe Oak Ridge Financial Services Group, Inc
    RBC 100%
    $669M
  5. 6750
    Banorte Asset Management, Inc.Houston, TX · 869 clientsWealth managerBank-affiliatedHybridBanorte Securities International LTD, Casa De Bolsa Banorte, clears through Pershing
    Pershing 91%
    $661M
  6. 6760
    Archer Capital Group Management, LLCLos Angeles, CA · 10 clientsPrivate fund adviserHybridRainmaker Securities, LLC
    No custodian reported
    $660M
  7. 6763
    Saints Capital10 clientsPrivate fund adviserHybridSaints Advisors LLC
    No custodian reported
    $659M
  8. 6771
    Highpost Capital, LLCWest Palm Beach, FL · 26 clientsPrivate fund adviserAffiliated broker-dealerSanctuary Advisors, LLC
    No custodian reported
    $657M
  9. 6799
    Nomura Capital Management LLCNew York, NY · 2 clientsAsset managerHybridDelaware Distributors, L.P., Instinet, LLC
    No custodian reported
    $651M
  10. 6802
    Monex Asset Management, Inc.Houston, TX · 599 clientsWealth managerHybridMonex Securities, Inc.
    Pershing 100%
    $651M
  11. 6803
    ACM Management Company, LLCPortland, OR · 2 clientsPrivate fund adviserAffiliated broker-dealer
    No custodian reported
    $650M
  12. 6810
    Asset Strategy Advisors, LLCWayland, MA · 504 clientsAsset managerHybridConcorde Investment Services, LLC, RCX Capital Group, LLC, clears through Pershing, RBC Capital Markets
    No custodian reported
    $649M
  13. 6834
    DWM Asset Management, LLCStamford, CT · 6 clientsPrivate fund adviserHybridDWM Finance LLC
    No custodian reported
    $645M
  14. 6849
    Chapin Davis Asset ManagementBaltimore, MD · 555 clientsBroker-dealer firmHybrid
    Wells Fargo 100%
    $643M
  15. 6859
    Abacus FCF Advisors LLCOrlando, FL · 6 clientsAsset managerHybridRegional Investment Services, Inc.
    No custodian reported
    $641M
  16. 6865
    MWA Financial Services, Inc.Rock Island, IL · 2,012 clientsBroker-dealer firmHybrid
    Assetmark Trust 91%
    $640M
  17. 6872
    Tcfg Investment Advisors, LLCLaguna Niguel, CA · 2,334 clientsWealth managerWrap sponsorHybridTcfg Wealth Management, LLC
    Pershing 95%
    $639M
  18. 6910
    Fortem Financial Group, LLCPalm Desert, CA · 347 clientsWealth managerHybrid
    Schwab 100%
    $632M
  19. 6915
    American Investors CoSan Ramon, CA · 766 clientsBroker-dealer firmHybrid
    Schwab 67%Fidelity 33%
    $631M
  20. 6917
    Accuvest Global Advisors, Inc.Provo, UT · 65 clientsAsset managerHybridMosaic Financial
    Mosaic Financial 43%Schwab 37%
    $630M
  21. 6991
    Alexander Labrunerie & Co., Inc.Columbia, MO · 1,186 clientsWealth managerHybrid
    Schwab 100%
    $619M
  22. 7022
    Blue Owl Strategic Equity Advisors LLCNew York, NY · 1 clientsPrivate fund adviserHybridBlue Owl Securities LLC
    No custodian reported
    $614M
  23. 7034
    Quartz Partners Investment ManagementSaratoga Springs, NY · 772 clientsWealth managerWrap sponsorHybridEtico Partners, LLC, clears through RBC Capital Markets
    RBC 90%
    $612M
  24. 7048
    Hoopoe AdvisorsBoston, MA · 626 clientsWealth managerWrap sponsorHybridHoopoe Capital Markets, LLC, clears through RBC Capital Markets
    RBC 100%
    $610M
  25. 7059
    Gradient Wealth ManagementArden Hills, MN · 4,553 clientsBroker-dealer firmHybrid
    SEI 46%
    $608M
  26. 7063
    The Enterprise Investment CompanyFarmington Hills, MI · 841 clientsWealth managerHybridThe Enterprise Securities Company
    Schwab 70%Fidelity 29%
    $607M
  27. 7065
    Trinity Investors Fund Advisors, LLCSouthlake, TX · 56 clientsBroker-dealer firmHybridTpeg Securities, LLC
    No custodian reported
    $607M
  28. 7087
    Callodine Credit ManagementBoston, MA · 3 clientsPrivate fund adviserHybridManning & Napier Investor Services, Inc.
    No custodian reported
    $603M
  29. 7117
    Concorde Asset Management, LLCAnn Arbor, MI · 3,705 clientsWealth managerHybridConcorde Investment Services, LLC, clears through Pershing, RBC Capital Markets
    Schwab 80%
    $598M
  30. 7125
    The Phoenix Fund Advisor LLCGuaynabo, PR · 2 clientsPrivate fund adviserHybridPariter Securities, LLC, clears through Axos Clearing
    No custodian reported
    $596M
  31. 7126
    Ascentis Wealth Management, LLCDallas, TX · 259 clientsWealth managerAffiliated broker-dealer
    No custodian reported
    $596M
  32. 7129
    Reliant Wealth Planning, LLCLouisville, KY · 1,701 clientsWealth managerWrap sponsorAffiliated broker-dealerKestra Investment Services, LLC
    Raymond James 100%
    $595M
  33. 7130
    Hedeker Wealth LLCLincolnshire, IL · 264 clientsWealth managerAffiliated broker-dealerKestra Investment Services, LLC
    Schwab 100%
    $595M
  34. 7139
    Fund Direct Advisors Inc.Greensboro, NC · 155 clientsAsset managerHybrid
    MID Atlantic Capital Group 100%
    $593M
  35. 7140
    Greensledge Asset Management LLCGlastonbury, CT · 4 clientsPrivate fund adviserHybridCarillon Fund Distributors, Inc., Cebile Capital LLP
    No custodian reported
    $593M
  36. 7175
    Brock Fiduciary Services LLCNew York, NYAsset managerHybridBrock Securities LLC
    No custodian reported
    $588M
  37. 7189
    Northleaf Capital Advisors LTD.Toronto, Ontario, Canada · 4 clientsPrivate fund adviserHybridIPC Investment Corporation, IPC Securities Corporation
    Northleaf Capital Partners 97%
    $585M
  38. 7194
    Twin Peaks Wealth Advisors431 clientsWealth managerHybrid
    Schwab 67%Fidelity Distributors Company 33%
    $585M
  39. 7218
    Two Sigma Real Estate, LPNew York, NY · 8 clientsPrivate fund adviserAffiliated broker-dealerTwo Sigma Execution Services, LLC, Two Sigma Securities UK Limited
    No custodian reported
    $582M
  40. 7223
    Rainier Investment Management LLCSeattle, WA · 4 clientsAsset managerAffiliated broker-dealerManning & Napier Investor Services, Inc.
    J.P. Morgan 100%
    $581M

RIAs by state