Wealth manager, independent · Dallas, TX
Ascentis Wealth Management, LLC
SEC-registered investment adviser · CRD 330923 · SEC 801-130034
At a glance
Ascentis Wealth Management, LLC is an SEC-registered investment adviser based in Dallas, Texas, with $596 million in regulatory assets under management as of its Form ADV filed May 13, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 215 individual clients. By Form ADV it is a wealth manager, ranked 2,501st of 8,915 wealth managers and 7,126th of 17,210 SEC-registered advisers by assets.
Main office 214-440-3909ascentiswealth.comAs filed on Form ADV
- Regulatory AUM
- $596M
- Rank among wealth managers
- #2,501 of 8,915
- Rank among all SEC RIAs
- #7,126 of 17,210
- Rank in Texas
- #456 of 1,081
- Individual clients
- 215
- High-net-worth clients
- 120
- Accounts
- 814
- Discretionary
- 81% of AUM
- Employees
- 9
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- Clinton W. SorensonChief Investment Officer
- Michael P. MansurPresident
- Matthew M. ReynoldsChief Compliance Officer
- Catherine G. BaileyDirector
Custody and brokerage
Custodian
Ascentis Wealth Management, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Affiliated broker-dealer
It reports a broker-dealer among its affiliates on Form ADV.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 120 | $456M | 77% |
| Corporations or other businesses | 36 | $102M | 17% |
| Individuals | 95 | $30M | 5% |
| Insurance companies | 2 | $3M | <1% |
| Pension and profit sharing plans | 5 | $3M | <1% |
| Charitable organizations | 1 | $1M | <1% |
Disciplinary disclosures
Ascentis Wealth Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
How it’s paid
- A percentage of assets under management
- Other
Form ADV and brochures on the SEC’s adviser search ↗ascentiswealth.com ↗
AtlasMembers
The full record on Ascentis Wealth Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 4,960 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Ascentis Wealth Management, LLC manage?
Ascentis Wealth Management, LLC reports $596 million in regulatory assets under management across 814 accounts, 81% of it on a discretionary basis, on its Form ADV filed May 13, 2026.
What kind of firm is Ascentis Wealth Management, LLC?
Ascentis Wealth Management, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Ascentis Wealth Management, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($456 million, 120 clients); corporations or other businesses ($102 million, 36 clients); individuals ($30 million, 95 clients).
Does Ascentis Wealth Management, LLC have any disciplinary history?
Ascentis Wealth Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Ascentis Wealth Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-13), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →