Free from Atlas · SEC filings as of October 1, 2026
The RIA database
Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics
- Registered RIAs
- 17,210
- Regulatory AUM
- $177.9T
- Use more than one custodian
- 4,024
- Hybrid
- 3,733
Where their clients’ assets sit. Select a custodian to filter the list.
Filters1
Every investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
2,436 firms manage $136.7 trillionaffiliated broker-dealer
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- 5091Nexpoint Real Estate Advisors X, L.P.Private fund adviserAffiliated broker-dealerNexbank Securities Inc, Nexpoint Securities, Inc.No custodian reported$1.1B
- 5095Asset Consulting Group, LLCAsset managerAffiliated broker-dealer$1.1B
- 5101PKS Advisory Services, LLCWealth managerPublic-company ownedHybridCabot Lodge Securities LLC, PKS Securities, Inc., clears through RBC Capital Markets, Raymond James, National Financial Services (Fidelity)$1.1B
- 5129Nfsg CorporationWealth managerWrap sponsorHybridNewbridge Securities Corporation, clears through Axos Clearing$1.1B
- 5130BPS Wealth Advisors, Inc.Asset managerHybrid$1.1B
- 5133TitanWealth managerWrap sponsorHybridTitan Global Technologies LLC, clears through Apex Clearing$1.1B
- 5136CIM Capital IC Management, LLCPrivate fund adviserHybridCCO Capital, LLC, CIM Group (australia) PTY LTDNo custodian reported$1.1B
- 5142Goldstein Advisors, LLCWealth managerHybridKestra Investment Services, LLC$1.1B
- 5145Concentus Wealth AdvisorsWealth managerHybrid$1.1B
- 5153AMB Wealth, LLCWealth managerHybridAllen, Mooney & Barnes Brokerage Services, LLC$1.1B
- 5170AC Wealth PartnersAsset managerAffiliated broker-dealerEnvestnet Securities, Inc., Fidx Markets LLC$1.1B
- 5181Wedbush Fund Advisers, LLCAsset managerHybridLightspeed Financial Services Group LLC, Trigon DOM Maklerski SPA (TDM), clears through Interactive Brokers, WedbushNo custodian reported$1.1B
- 5185NPA Asset Management, LLCBroker-dealer firmHybridNationwide Planning Associates Inc.No custodian reported$1.1B
- 5197Evelyn Partners Asset Management LimitedWealth managerBank-affiliatedAffiliated broker-dealerEvelyn Partners Investment Management Services Limited, Evelyn Partners Investment Services Limited$1.1B
- 5201BOK Financial AdvisorsBroker-dealer firmHybridBokf, NA, Cavanal Hill Distributors, Inc,$1.1B
- 5215Nordea Investment Management North America, Inc.Asset managerAffiliated broker-dealerNordea Investment Management AB, Nordea Securities LLC$1.1B
- 5217Connelly Capital Management LLCPrivate fund adviserAffiliated broker-dealerNo custodian reported$1.1B
- 5219Virtus Alternative Investment Advisers, LLCAsset managerAffiliated broker-dealerVP Distributors, LLCNo custodian reported$1.1B
- 5242Nassau Private Credit LLCAsset managerAffiliated broker-dealer1851 Securities, Inc$1.0B
- 5245Bridgeport Financial SolutionsWealth managerWrap sponsorAffiliated broker-dealerCambridge Investment Research, Inc.$1.0B
- 5281Gould Asset Management LLCWealth managerAffiliated broker-dealer$1.0B
- 5288Banyan Tree Asset Management, LLCWealth managerHybridBanyan Tree Securities, LLC$1.0B
- 5298Harvey Investment Company, LLCWealth managerAffiliated broker-dealerHightower Securities, LLC, clears through National Financial Services (Fidelity), Pershing, J.P. Morgan$1.0B
- 5301Glen Eagle Advisors, LLCWealth managerHybridGlen Eagle Wealth, LLC, clears through National Financial Services (Fidelity), Pershing$1.0B
- 5302Vestwell Advisors LLCAsset managerHybrid$1.0B
- 5307Perryman Financial Advisory, Inc.Wealth managerHybridPerryman Securities, Inc.$1.0B
- 5309Stanley-Laman Group LTD.Wealth managerHybridStanley Laman Group Securities, LLC$1.0B
- 5310Capital Investment Counsel IncWealth managerHybridCapital Investment Brokerage, Inc., Capital Investment Group, Inc.$1.0B
- 5312Pettyjohn, Wood & White, Inc.Wealth managerBank-affiliatedAffiliated broker-dealerBank of the James$1.0B
- 5323Asset Allocation Strategies, LLCWealth managerHybridGLP Investment Services, LLC$1.0B
- 5329Lafleur & Godfrey Private Wealth ManagementWealth managerAffiliated broker-dealer$1.0B
- 5330Sollinda Capital Management LLCAsset managerHybridAndrew Rader, Christopher Jason Cowan$1.0B
- 5332GFG CapitalAsset managerHybridGFG Securities, LLC$1.0B
- 5343Nasdaq Dorsey WrightAsset managerAffiliated broker-dealerNPM Securities, LLC, Nasdaq Capital Markets Advisory LLC$1.0B
- 534510x Capital PartnersPrivate fund adviserHybridAnthem Securities, LLC$1.0B
- 5348First Tryon AdvisorsAsset managerHybridFirst Tryon Securities, LLC, clears through Hilltop SecuritiesNo custodian reported$1.0B
- 5355Nomura Asset Management U.S.A. Inc.Asset managerAffiliated broker-dealerDelaware Distributors, L.P., Instinet, LLC$1.0B
- 5363M Financial Investment Advisers IncAsset managerHybridM Financial Securities Marketing, Inc., M Holdings Securities, Inc.No custodian reported$1.0B
- 5381Azimut Investment Advisors LLCAsset managerHybridSanctuary Securities, Inc.$1.0B
- 5384World Equity Group, Inc.Broker-dealer firmHybridNo custodian reported$1.0B
RIAs by state
- Alabama92
- Alaska9
- Arizona212
- Arkansas57
- California1,873
- Colorado359
- Connecticut507
- Delaware39
- District of Columbia59
- Florida1,090
- Georgia331
- Hawaii20
- Idaho54
- Illinois684
- Indiana146
- Iowa91
- Kansas134
- Kentucky85
- Louisiana82
- Maine32
- Maryland227
- Massachusetts627
- Michigan305
- Minnesota276
- Mississippi34
- Missouri196
- Montana24
- Nebraska71
- Nevada77
- New Hampshire78
- New Jersey392
- New Mexico25
- New York2,591
- North Carolina288
- North Dakota9
- Ohio403
- Oklahoma84
- Oregon156
- Pennsylvania564
- PR49
- Rhode Island49
- South Carolina116
- South Dakota14
- Tennessee227
- Texas1,081
- Utah151
- Vermont33
- VI2
- Virginia300
- Washington271
- West Virginia12
- Wisconsin195
- Wyoming25