Wealth manager, independent · Thomasville, GA
AMB Wealth, LLC
Allen, Mooney & Barnes Investment Advisors, LLC · SEC-registered investment adviser · CRD 113106 · SEC 801-60350
At a glance
AMB Wealth, LLC is an SEC-registered investment adviser based in Thomasville, Georgia, with $1.1B in regulatory assets under management as of its Form ADV filed September 2, 2026. It reports 878 individual clients, 175 of them high-net-worth, holding an average of about $1.0 million each, and 23 employees. That ranks it 1024th among the nation’s 5,657 independent wealth management RIAs and 35th of 171 in Georgia. It reports Wells Fargo as the custodian for its clients’ separately managed accounts.
Main office 866-277-1500ambwealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.1B
- Rank among independent wealth managers
- #1,024 of 5,657
- Rank among all SEC RIAs
- #5,153 of 17,210
- Rank in Georgia
- #35 of 171
- Individual clients
- 878
- High-net-worth clients
- 175
- Accounts
- 1,157
- Discretionary
- 100% of AUM
- Employees
- 23
- Advisory staff
- 15
- Offices
- 4
Owners and executives on its Form ADV
- Mark E. DavisPartner
- Heather M. StricklandChief Financial Officer
- Gordon A. ManerChief Executive Officer
- Brent P. NicksChief Compliance Officer / Head of Strategic Growth
Custody and brokerage
Broker-dealer
Hybrid RIA
AMB Wealth, LLC is a hybrid RIA: 18 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Allen, Mooney & Barnes Brokerage Services, LLC.
- Allen, Mooney & Barnes Brokerage Services, LLC ↗CRD 142619
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 175 | $452M | 42% |
| Individuals | 703 | $422M | 39% |
| State or municipal government entities | 4 | $83M | 8% |
| Corporations or other businesses | 24 | $69M | 6% |
| Charitable organizations | 12 | $39M | 4% |
| Insurance companies | 1 | $10M | <1% |
| Pension and profit sharing plans | 1 | $1M | <1% |
Disciplinary disclosures
AMB Wealth, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗ambwealth.com ↗
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The full record on AMB Wealth, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 3,362 peers of its type and size
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- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Georgia
All of Georgia →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Richard Young AdvisorsAugusta | $1.2B | 1,940 |
| Berkeley Capital Partners, LLCMilton | $1.1B | 1,557 |
| SB Advisory, LLCAtlanta | $1.1B | 2,634 |
| Elwood & GoetzAthens | $1.1B | 682 |
| Jamison Private Wealth Management, Inc.Milton | $1.1B | 472 |
| JT Stratford, LLCGainesville | $1.0B | 1,238 |
Background
Questions
How much does AMB Wealth, LLC manage?
AMB Wealth, LLC reports $1.1B in regulatory assets under management across 1,157 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 2, 2026.
How many clients does AMB Wealth, LLC have?
It reports 878 individual clients: 175 high-net-worth individuals and 703 other individuals. Individuals account for about 81% of its regulatory assets.
Where is AMB Wealth, LLC headquartered?
Its main office is in Thomasville, Georgia. It reports 4 offices in total and 23 employees, 15 of whom perform investment advisory functions.
How does AMB Wealth, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does AMB Wealth, LLC use?
It reports Wells Fargo as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed September 2, 2026, it reports these amounts held: Wells Fargo ($825M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is AMB Wealth, LLC a hybrid RIA with a broker-dealer?
AMB Wealth, LLC is a hybrid RIA: 18 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Allen, Mooney & Barnes Brokerage Services, LLC. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is AMB Wealth, LLC a fiduciary?
As an SEC-registered investment adviser, AMB Wealth, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 18 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is AMB Wealth, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-02), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →