Wealth manager, independent · Milton, GA
Berkeley Capital Partners, LLC
SEC-registered investment adviser · CRD 281082 · SEC 801-106521
At a glance
Berkeley Capital Partners, LLC is an SEC-registered investment adviser based in Milton, Georgia, with $1.1B in regulatory assets under management as of its Form ADV filed March 31, 2026. It reports 1,557 individual clients, 180 of them high-net-worth, holding an average of about $0.5 million each, and 11 employees. That ranks it 998th among the nation’s 5,657 independent wealth management RIAs and 33rd of 171 in Georgia. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 678-690-8700berkeleycp.comAs filed on Form ADV
- Regulatory AUM
- $1.1B
- Rank among independent wealth managers
- #998 of 5,657
- Rank among all SEC RIAs
- #5,079 of 17,210
- Rank in Georgia
- #33 of 171
- Individual clients
- 1,557
- High-net-worth clients
- 180
- Accounts
- 2,368
- Discretionary
- 95% of AUM
- Employees
- 11
- Advisory staff
- 9
- Offices
- 6
Owners and executives on its Form ADV
- Anthony F. PalazzoPresident
- Daniel B. NewbergVice President/secretary
- Christopher M. EddyVice President/treasurer
- Fernando BusteloChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Berkeley Capital Partners, LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Triad Advisors as the broker-dealer its advisers are registered with.
Other Financial Industry Activities and Affiliations Berkeley has one employee who is a registered representative of Triad Advisors, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 180 | $433M | 39% |
| Individuals | 1,377 | $327M | 30% |
| Pooled investment vehicles | 7 | $246M | 22% |
| Other | 3 | $89M | 8% |
| Pension and profit sharing plans | 38 | $11M | <1% |
Private funds
Berkeley Capital Partners, LLC reports 8 private funds with $246M in gross assets: private equity funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Berkeley Capital Partners, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗berkeleycp.com ↗
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The full record on Berkeley Capital Partners, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 3,297 peers of its type and size
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- Owners and executives, with titles and stakes
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- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Georgia
All of Georgia →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Asset AdvisorsAugusta | $1.4B | 456 |
| Marietta Wealth Management, LLCMarietta | $1.4B | 448 |
| Richard Young AdvisorsAugusta | $1.2B | 1,940 |
| SB Advisory, LLCAtlanta | $1.1B | 2,634 |
| AMB Wealth, LLCThomasville | $1.1B | 878 |
| Elwood & GoetzAthens | $1.1B | 682 |
Background
Questions
How much does Berkeley Capital Partners, LLC manage?
Berkeley Capital Partners, LLC reports $1.1B in regulatory assets under management across 2,368 accounts, 95% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
How many clients does Berkeley Capital Partners, LLC have?
It reports 1,557 individual clients: 180 high-net-worth individuals and 1,377 other individuals. Individuals account for about 69% of its regulatory assets.
Where is Berkeley Capital Partners, LLC headquartered?
Its main office is in Milton, Georgia. It reports 6 offices in total and 11 employees, 9 of whom perform investment advisory functions.
How does Berkeley Capital Partners, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees; performance-based fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Berkeley Capital Partners, LLC use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed March 31, 2026, it reports these amounts held: Charles Schwab ($692M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Berkeley Capital Partners, LLC a hybrid RIA with a broker-dealer?
Berkeley Capital Partners, LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is Berkeley Capital Partners, LLC a fiduciary?
As an SEC-registered investment adviser, Berkeley Capital Partners, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 1 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is Berkeley Capital Partners, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →