Wealth manager, wrap-program sponsor · Phoenix, AZ
Bridgeport Financial Solutions
Bridgeport Financial Solutions LLC · SEC-registered investment adviser · CRD 325485 · SEC 801-127630
At a glance
Bridgeport Financial Solutions is an SEC-registered investment adviser based in Phoenix, Arizona, with $1.0 billion in regulatory assets under management as of its Form ADV filed August 20, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 895 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 1,487th of 8,915 wealth managers and 5,245th of 17,210 SEC-registered advisers by assets.
Main office 877-411-2737bridgeport.financialLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.0B
- Rank among wealth managers
- #1,487 of 8,915
- Rank among all SEC RIAs
- #5,245 of 17,210
- Rank in Arizona
- #36 of 212
- Individual clients
- 895
- High-net-worth clients
- 241
- Accounts
- 2,755
- Discretionary
- 99% of AUM
- Employees
- 9
- Advisory staff
- 9
- Offices
- 8
Owners and executives on its Form ADV
- Amy L. WebberManager
- Colleen M. BellManager
- Jeffrey F. VivacquaManager
- Seth A. MillerManager
- Carla J. StoneChief Accounting Officer
- Stephen M. YouhnChief Compliance Officer
- Andrea L. ShaferChief Supervision Officer
- Richard H. KuhlmanChief Legal Officer
- Tammy A. RobbinsManager
- Clara SierraManaging Director
Custody and brokerage
Broker-dealer
Affiliated broker-dealer
It names an affiliated broker-dealer: Cambridge Investment Research, Inc..
- Cambridge Investment Research, Inc. ↗CRD 39543
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 241 | $679M | 65% |
| Individuals | 654 | $230M | 22% |
| Pension and profit sharing plans | 20 | $131M | 12% |
| Corporations or other businesses | 5 | $4M | <1% |
| Charitable organizations | – | $2M | <1% |
Disciplinary disclosures
Bridgeport Financial Solutions reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Market timing
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗bridgeport.financial ↗
AtlasMembers
The full record on Bridgeport Financial Solutions
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 3,423 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 10 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Bridgeport Financial Solutions manage?
Bridgeport Financial Solutions reports $1.0 billion in regulatory assets under management across 2,755 accounts, 99% of it on a discretionary basis, on its Form ADV filed August 20, 2026.
What kind of firm is Bridgeport Financial Solutions?
Bridgeport Financial Solutions is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Bridgeport Financial Solutions’s clients?
By assets, its largest client types are high-net-worth individuals ($679 million, 241 clients); individuals ($230 million, 654 clients); pension and profit sharing plans ($131 million, 20 clients).
Does Bridgeport Financial Solutions have any disciplinary history?
Bridgeport Financial Solutions reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Bridgeport Financial Solutions’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-20), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →