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Chief Compliance Officer · Cambridge Investment Research Advisors, Inc.

Stephen M. Youhn

CRD 1414691 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Cambridge Investment Research Advisors, Inc., an SEC-registered wealth manager based in Fairfield, IA with $138.7 billion in regulatory assets, lists Stephen M. Youhn on its Form ADV as Chief Compliance Officer. The SEC filings also name Stephen at 1 other registered adviser.

Firms and roles

AtlasMembers

Stephen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (10)

  • Amy L. WebberChief Executive Officer, Secretary, Director, Cambridge Investment Research Advisors, Inc.
  • Colleen M. BellPresident, Innovation and Experience, Director, Cambridge Investment Research Advisors, Inc.
  • Jeffrey F. VivacquaPresident, Growth and Development, Director, Cambridge Investment Research Advisors, Inc.
  • Seth A. MillerPresident, Advocacy and Administration, General Counsel, Director, Cambridge Investment Research Advisors, Inc.
  • Andrea L. ShaferSenior Vice President, Chief Supervision Officer, Cambridge Investment Research Advisors, Inc.

5 more people named with Stephen on the same filings, with titles and firms. Free in Atlas with a free account.

See all 10 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.