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First Vice President, Finance/chief Accounting Officer · Cambridge Investment Research Advisors, Inc.

Carla J. Stone

CRD 3193985 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Cambridge Investment Research Advisors, Inc., an SEC-registered wealth manager based in Fairfield, IA with $138.7 billion in regulatory assets, lists Carla J. Stone on its Form ADV as First Vice President, Finance/chief Accounting Officer. The SEC filings also name Carla at 1 other registered adviser.

Firms and roles

AtlasMembers

Carla’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (10)

  • Amy L. WebberChief Executive Officer, Secretary, Director, Cambridge Investment Research Advisors, Inc.
  • Colleen M. BellPresident, Innovation and Experience, Director, Cambridge Investment Research Advisors, Inc.
  • Jeffrey F. VivacquaPresident, Growth and Development, Director, Cambridge Investment Research Advisors, Inc.
  • Seth A. MillerPresident, Advocacy and Administration, General Counsel, Director, Cambridge Investment Research Advisors, Inc.
  • Andrea L. ShaferSenior Vice President, Chief Supervision Officer, Cambridge Investment Research Advisors, Inc.

5 more people named with Carla on the same filings, with titles and firms. Free in Atlas with a free account.

See all 10 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Carla’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.