Asset manager · New York, NY
Vestwell Advisors LLC
SEC-registered investment adviser · CRD 284173 · SEC 801-107981
At a glance
Vestwell Advisors LLC is an SEC-registered investment adviser based in New York, New York, with $1.0 billion in regulatory assets under management as of its Form ADV filed July 15, 2026. Its largest client group by assets is pension and profit sharing plans, and it reports 81,310 individual clients. By Form ADV it is a asset manager, ranked 1,346th of 3,218 asset managers and 5,302nd of 17,210 SEC-registered advisers by assets.
Main office 917-979-5358vestwell.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.0B
- Rank among asset managers
- #1,346 of 3,218
- Rank among all SEC RIAs
- #5,302 of 17,210
- Rank in New York
- #1,135 of 2,591
- Individual clients
- 81,310
- High-net-worth clients
- 0
- Accounts
- 83,310
- Discretionary
- 0% of AUM
- Employees
- 30
- Advisory staff
- 30
- Offices
- 1
Owners and executives on its Form ADV
- Aaron D. SchummCEO
- David P. SheenCFO
- Allison L. BrecherChief Legal Officer
- Jonathan FerraraSVP Operations
- Ryan P. AndersonSVP Product
- Allison L. BrecherChief Compliance Officer
- Richard TatumPresident, Retirement Services
- Jonathan MarkSVP, Business Operations
- Patty KimSVP, Head of People
- Scott DuncanCFO
Custody and brokerage
Custodian
- Broadridge Business Process Outsourcing$179M
Broker-dealer
Hybrid RIA
Vestwell Advisors LLC is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer. It reports a broker-dealer among its affiliates on Form ADV.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 2,000 | $682M | 66% |
| Individuals | 81,310 | $344M | 34% |
Disciplinary disclosures
Vestwell Advisors LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗vestwell.com ↗
AtlasMembers
The full record on Vestwell Advisors LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 9 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 991 peers of its type and size
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- Owners and executives, with titles and stakes
- 10 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Vestwell Advisors LLC manage?
Vestwell Advisors LLC reports $1.0 billion in regulatory assets under management across 83,310 accounts, on its Form ADV filed July 15, 2026.
What kind of firm is Vestwell Advisors LLC?
Vestwell Advisors LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Vestwell Advisors LLC’s clients?
By assets, its largest client types are pension and profit sharing plans ($682 million, 2,000 clients); individuals ($344 million, 81,310 clients).
Does Vestwell Advisors LLC have any disciplinary history?
Vestwell Advisors LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Vestwell Advisors LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-15), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →