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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 2897
    Westchester Capital Management, LLCValhalla, NY · 7 clientsAsset managerAffiliated broker-dealerVP Distributors LLC
    No custodian reported
    $2.9B
  2. 2899
    MAN Investment Partners (US) LPNew York, NY · 34 clientsPrivate fund adviserAffiliated broker-dealerMAN Investments Inc.
    Barclays Bank PLC 100%
    $2.9B
  3. 2901
    Regal Investment Advisors LLCKentwood, MI · 8,302 clientsWealth managerHybridRegulus Financial Group, LLC, clears through Pershing
    Fidelity Distributors Company 71%Schwab 29%
    $2.9B
  4. 2911
    Meeder Advisory Services, Inc.Dublin, OH · 3,636 clientsWealth managerWrap sponsorHybridMeeder Distribution Services, Inc.
    Pershing 45%Schwab 43%
    $2.9B
  5. 2915
    Kellogg Asset Management, LLCGreen Bay, WI · 1 clientsAsset managerHybridAssociated Investment Services, Inc.
    Associated Trust Company 68%
    $2.9B
  6. 2934
    Easterly Investment Partners LLCBeverly, MA · 211 clientsAsset managerHybridEasterly Securities LLC
    Northern Trust 100%
    $2.8B
  7. 2938
    Mariner Institutional, LLCWinter Park, FL · 59 clientsAsset managerAffiliated broker-dealerMsec, LLC, W G Securities, LLC, clears through National Financial Services (Fidelity)
    No custodian reported
    $2.8B
  8. 2950
    MVP Manager LLCNew York, NY · 82 clientsPrivate fund adviserHybridVntr Securities LLC
    No custodian reported
    $2.8B
  9. 2956
    Western Asset Management Company PTE LTDSingapore, Singapore · 10 clientsAsset managerAffiliated broker-dealer
    State Street 73%HSBC 27%
    $2.8B
  10. 2962
    Titleist Asset Management, LLCSan Antonio, TX · 2,151 clientsWealth managerHybridTitleist Capital, LLC
    Schwab 39%Raymond James 31%Fidelity 30%
    $2.8B
  11. 2965
    Berkshire Asset Management, LLCWilkes-Barre, PA · 2,479 clientsWealth managerHybridIM Global US Distributors LLC
    Schwab 57%Wells Fargo 43%
    $2.8B
  12. 2966
    Veta Investment Partners, LLCLawrence, KSAsset managerAffiliated broker-dealerAE Financial Services, LLC, Madison Avenue Securities, LLC, clears through National Financial Services (Fidelity)
    U.S. Bank 100%
    $2.8B
  13. 2967
    Blackstone Real Estate Advisors Europe L.P.New York, NY · 7 clientsPrivate fund adviserHybridBlackstone Securities Partners L.P., Currencies Direct LTD
    No custodian reported
    $2.8B
  14. 2969
    Johnson BrunettiWethersfield, CT · 6,044 clientsWealth managerAffiliated broker-dealerAlera Securities LLC
    Fidelity 100%
    $2.8B
  15. 2973
    Cain International Advisers LimitedLondon, United Kingdom · 8 clientsAsset managerAffiliated broker-dealerJohnstone Brokerage Services, LLC, Security Distributors, LLC
    No custodian reported
    $2.8B
  16. 2975
    MarinerOverland Park,, KS · 3,537 clientsWealth managerAffiliated broker-dealerMsec, LLC, W G Securities, LLC, clears through National Financial Services (Fidelity)
    Fidelity 100%
    $2.8B
  17. 2981
    Pretium Credit Management, LLCNew York, NY · 15 clientsPrivate fund adviserAffiliated broker-dealerPretium Securities, LLC
    No custodian reported
    $2.8B
  18. 2982
    Nexpoint Asset Management, L.P.Dallas, TX · 5 clientsAsset managerAffiliated broker-dealerNexadvisors, LLC, Nexpoint Securities, Inc.
    No custodian reported
    $2.8B
  19. 2987
    Raine Capital LLCNew York, NY · 40 clientsPrivate fund adviserHybridRaine Advisors India Private Limited, Raine Advisors Limited
    No custodian reported
    $2.8B
  20. 2993
    Arete Wealth Advisors, LLCChicago, IL · 5,426 clientsBroker-dealer firmHybridArete Wealth Management, LLC, clears through Pershing
    No custodian reported
    $2.7B
  21. 3004
    1789 Capital ManagementPalm Beach, FL · 26 clientsPrivate fund adviserHybridFarvahar Capital LLC
    No custodian reported
    $2.7B
  22. 3005
    KBS Realty Advisors, LLCNewport Beach, CA · 3 clientsPrivate fund adviserHybridKBS Capital Markets Group LLC
    No custodian reported
    $2.7B
  23. 3008
    PPM Loan Management Company 2, LLCChicago, IL · 8 clientsPrivate fund adviserAffiliated broker-dealerJackson National Life Distributors LLC
    No custodian reported
    $2.7B
  24. 3011
    PNC Steel City Advisors, LLCPittsburgh, PA · 4 clientsPrivate fund adviserHybridPNC Capital Markets LLC, PNC Wealth Management
    No custodian reported
    $2.7B
  25. 3012
    Innocap Investment Advisers, LLC.New York, NY · 13 clientsAsset managerHybridHedgemark Securities LLC
    No custodian reported
    $2.7B
  26. 3014
    ARS Investment Partners, LLCNew York, NY · 380 clientsWealth managerAffiliated broker-dealerVentum Financial (US) Corp., Ventum Financial Corp
    Pershing 100%
    $2.7B
  27. 3015
    1988 Asset Management, LLCNew York, NY · 8 clientsPrivate fund adviserHybridMuzinich & Co. (ireland) Limited, Muzinich & Co. (singapore) PTE. Limited
    No custodian reported
    $2.7B
  28. 3016
    Walker & Dunlop Investment Partners, Inc.Denver, CO · 32 clientsPrivate fund adviserHybridZelman Partners, LLC
    J.P. Morgan 51%
    $2.7B
  29. 3021
    TCW PT Management Company LLCLos Angeles, CA · 5 clientsPrivate fund adviserHybridTCW Asia Limited, TCW Funds Distributors LLC
    No custodian reported
    $2.7B
  30. 3025
    Global Atlantic Investment Advisors, LLCIndianapolis, IN · 16 clientsAsset managerHybridGlobal Atlantic Distributors, LLC
    No custodian reported
    $2.7B
  31. 3034
    Precision Capital Advisors, LLCGreenwich, CT · 42 clientsPrivate fund adviserHybridPCA Capital Securities, LLC
    No custodian reported
    $2.7B
  32. 3036
    Capital Dynamics, Inc.New York, NY · 27 clientsPrivate fund adviserHybridCapital Dynamics Broker Dealer LLC, Capital Dynamics Gmbh
    No custodian reported
    $2.7B
  33. 3038
    Valley Wealth Managers, Inc.Paramus, NJ · 969 clientsWealth managerBank-affiliatedHybridValley Financial Management, Inc.
    Schwab 65%Pershing 24%
    $2.7B
  34. 3039
    W Capital PartnersNew York, NY · 15 clientsPrivate fund adviserAffiliated broker-dealerBNP Paribas Securities Corp.
    No custodian reported
    $2.7B
  35. 3041
    CIM Capital, LLCLos Angeles, CA · 15 clientsPrivate fund adviserHybridCCO Capital, LLC, CIM Group (australia) PTY LTD
    No custodian reported
    $2.7B
  36. 3048
    Paralel Advisors LLCDenver, CO · 3 clientsAsset managerHybridParalel Distributors LLC
    No custodian reported
    $2.7B
  37. 3057
    Berkadia Capital Advisors LLCAmbler, PA · 2 clientsPrivate fund adviserAffiliated broker-dealer
    No custodian reported
    $2.7B
  38. 3058
    IPI Wealth Management, Inc.Decatur, IL · 13,260 clientsWealth managerHybridInvestment Planners, Inc., clears through RBC Capital Markets
    Schwab 100%
    $2.7B
  39. 3069
    Mesirow Re-Ia, Inc.Chicago, IL · 2 clientsPrivate fund adviserHybridMesirow Financial, Inc., clears through National Financial Services (Fidelity), Pershing
    No custodian reported
    $2.6B
  40. 3071
    Sunbelt SecuritiesHouston, TX · 6,241 clientsBroker-dealer firmHybrid
    Fidelity 100%
    $2.6B

RIAs by state