Asset manager · Dallas, TX
Nexpoint Asset Management, L.P.
SEC-registered investment adviser · CRD 149653 · SEC 801-69968
At a glance
Nexpoint Asset Management, L.P. is an SEC-registered investment adviser based in Dallas, Texas, with $2.8 billion in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 919th of 3,218 asset managers and 2,982nd of 17,210 SEC-registered advisers by assets.
Main office 214-276-6300nexpointassetmgmt.comAs filed on Form ADV
- Regulatory AUM
- $2.8B
- Rank among asset managers
- #919 of 3,218
- Rank among all SEC RIAs
- #2,982 of 17,210
- Rank in Texas
- #147 of 1,081
- Clients
- 5
- Accounts
- 5
- Discretionary
- 100% of AUM
- Employees
- 6
- Advisory staff
- 6
- Offices
- 1
Owners and executives on its Form ADV
- Frank G. WaterhouseTreasurer
- Dustin D. NorrisExecutive Vice President
- William M. MabryAssistant Treasurer
- Stephanie L. VitielloChief Compliance Officer and Secretary
Custody and brokerage
Custodian
Nexpoint Asset Management, L.P.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Affiliated broker-dealer
It names affiliated broker-dealers: Nexadvisors, LLC and Nexpoint Securities, Inc..
- Nexadvisors, LLC ↗CRD 317477
- Nexpoint Securities, Inc. ↗CRD 165013
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, April 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 5 | $2.8B | 100% |
Disciplinary disclosures
Nexpoint Asset Management, L.P. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗nexpointassetmgmt.com ↗
AtlasMembers
The full record on Nexpoint Asset Management, L.P.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 838 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Nexpoint Asset Management, L.P. manage?
Nexpoint Asset Management, L.P. reports $2.8 billion in regulatory assets under management across 5 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Nexpoint Asset Management, L.P.?
Nexpoint Asset Management, L.P. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons.
Who are Nexpoint Asset Management, L.P.’s clients?
By assets, its largest client types are investment companies ($2.8 billion, 5 clients).
Does Nexpoint Asset Management, L.P. have any disciplinary history?
Nexpoint Asset Management, L.P. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Nexpoint Asset Management, L.P.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →