Treasurer · Nexpoint Asset Management, L.P.
Frank G. Waterhouse
CRD 2960256 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Nexpoint Asset Management, L.P., an SEC-registered asset manager based in Dallas, TX with $2.8 billion in regulatory assets, lists Frank G. Waterhouse on its Form ADV as Treasurer, a control person. The SEC filings also name Frank at 2 other registered advisers.
Firms and roles
- Nexpoint Asset Management, L.P.TreasurerAsset manager · Dallas, TX · $2.8B in regulatory assets
- Nexpoint Advisors, L.P.TreasurerAsset manager · Dallas, TX · $131M in regulatory assets
- Nexadvisors, LLCTreasurerWealth manager · Dallas, TX · $26M in regulatory assets
AtlasMembers
Frank’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Dustin D. NorrisExecutive Vice President, Nexpoint Asset Management, L.P.
- William M. MabryAssistant Treasurer, Nexpoint Asset Management, L.P.
- Stephanie L. VitielloChief Compliance Officer and Secretary, Nexpoint Asset Management, L.P.
- James D. DonderoPresident, Nexpoint Advisors, L.P.
- BRADFORD B. HEISSPresident, Nexadvisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Frank’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.