Asset manager · London, United Kingdom
Cain International Advisers Limited
SEC-registered investment adviser · CRD 290217 · SEC 801-112553
At a glance
Cain International Advisers Limited is an SEC-registered investment adviser based in London, United Kingdom, with $2.8 billion in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is corporations or other businesses. By Form ADV it is a asset manager, ranked 915th of 3,218 asset managers and 2,973rd of 17,210 SEC-registered advisers by assets.
Main office +4402075699000cainint.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.8B
- Rank among asset managers
- #915 of 3,218
- Rank among all SEC RIAs
- #2,973 of 17,210
- Clients
- 8
- Accounts
- 8
- Discretionary
- 17% of AUM
- Employees
- 92
- Advisory staff
- 76
- Offices
- 3
Owners and executives on its Form ADV
- Jonathan S. GoldsteinChief Executive Officer
- Elizabeth C. BoudrisChief Compliance Officer
- Julie NegronChief Financial Officer
Custody and brokerage
Custodian
Cain International Advisers Limited’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Affiliated broker-dealer
It names affiliated broker-dealers: Johnstone Brokerage Services, LLC and Security Distributors, LLC.
- Johnstone Brokerage Services, LLC ↗CRD 301394
- Security Distributors, LLC ↗CRD 3336
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Corporations or other businesses | 6 | $2.2B | 79% |
| Pooled investment vehicles | 2 | $577M | 21% |
Private funds
Cain International Advisers Limited reports 1 private funds with $312M in gross assets: private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
Cain International Advisers Limited reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗cainint.com ↗
AtlasMembers
The full record on Cain International Advisers Limited
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 837 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Cain International Advisers Limited manage?
Cain International Advisers Limited reports $2.8 billion in regulatory assets under management across 8 accounts, 17% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Cain International Advisers Limited?
Cain International Advisers Limited is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Cain International Advisers Limited’s clients?
By assets, its largest client types are corporations or other businesses ($2.2 billion, 6 clients); pooled investment vehicles ($577 million, 2 clients).
Does Cain International Advisers Limited manage private funds?
Yes. It reports 1 private funds with $312 million in gross assets, including private equity funds.
Does Cain International Advisers Limited have any disciplinary history?
Cain International Advisers Limited reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Cain International Advisers Limited’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →