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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 1809
    Kovack Advisors, Inc.Ft. Lauderdale, FL · 13,293 clientsWealth managerHybridKovack Securities Inc.
    Fidelity 70%Pershing 30%
    $6.3B
  2. 1813
    J. Safra Asset Management CorporationNew York City, NY · 3,443 clientsWealth managerBank-affiliatedHybridSafra Securities LLC
    BNY 79%
    $6.3B
  3. 1814
    Creativeone Wealth, LLCOverland Park, KS · 22,291 clientsWealth managerHybridCreativeone Securities, LLC
    Schwab 81%
    $6.3B
  4. 1820
    Investcorp Investment Advisers LLCNew York, NY · 54 clientsPrivate fund adviserHybridInvestcorp Asia Financial Services Private Limited, Investcorp Asset Advisory Services Limited
    No custodian reported
    $6.2B
  5. 1823
    BMO Asset Management Corp.Chicago, IL · 16 clientsPrivate fund adviserHybridBMO Capital Markets Corp., BMO Nesbitt Burns Securities LTD.
    SEI 47%Brown Brothers Harriman Investments 27%
    $6.2B
  6. 1835
    Bell PartnersGreensboro, NC · 30 clientsPrivate fund adviserAffiliated broker-dealerAdvisors Asset Management, Inc., BGO Capital (canada) Inc.
    No custodian reported
    $6.1B
  7. 1838
    SPCAnn Arbor, MI · 30,916 clientsWealth managerHybridParkland Securities, LLC, Sigma Financial Corporation, clears through National Financial Services (Fidelity)
    Fidelity 100%
    $6.1B
  8. 1844
    Heitman Capital Management LLCChicago, IL · 29 clientsPrivate fund adviserHybridHeitman International Real Estate Securities PTY Limited, Heitman Securities LLC
    No custodian reported
    $6.1B
  9. 1850
    Neuberger Berman Loan Advisers IV LLCChicago, IL · 13 clientsPrivate fund adviserHybridNeuberger Berman BD LLC
    No custodian reported
    $6.1B
  10. 1853
    East End Advisors, LLCNew York, NY · 14 clientsAsset managerAffiliated broker-dealerAlti Strategic Advisory (UK) Limited
    No custodian reported
    $6.1B
  11. 1854
    Haveli Investment Management LLCAustin, TX · 6 clientsPrivate fund adviserHybridHaveli Global Securities, LLC
    No custodian reported
    $6.0B
  12. 1857
    J.C. Flowers & Co. LLCNew York, NY · 22 clientsPrivate fund adviserHybridJ.C. Flowers Securities Co. LLC
    No custodian reported
    $6.0B
  13. 1858
    Ashton Thomas Private WealthScottsdale, AZ · 3,229 clientsWealth managerHybridAshton Thomas Securities, LLC
    Pershing 44%Schwab 34%
    $6.0B
  14. 1859
    Thurston Springer AdvisorsIndianapolis, IN · 4,694 clientsWealth managerWrap sponsorHybridPeak Brokerage Services, LLC, Thurston, Springer, Miller, Herd & Titak, Inc., clears through Wells Fargo Clearing Services
    Wells Fargo 100%
    $6.0B
  15. 1861
    Capital Research & Consulting LLCPasadena, CA · 20 clientsAsset managerHybridCapital Research Brokerage Services, LLC
    No custodian reported
    $6.0B
  16. 1863
    Third Lake Partners, LLCTampa, FL · 54 clientsAsset managerHybrid
    Northern Trust 79%
    $6.0B
  17. 1865
    Daiwa Asset Management (america) LTDNew York, NY · 17 clientsAsset managerAffiliated broker-dealerDaiwa Securities Co. LTD.
    Custody Bank of Japan, LTD. 100%
    $6.0B
  18. 1868
    Isam Funds (USA) LLCBoca Raton, FL · 12 clientsPrivate fund adviserAffiliated broker-dealerIsam Securities (HK) Limited, Isam Securities (UK) Limited
    No custodian reported
    $6.0B
  19. 1869
    Isam Funds (UK) LimitedLondon, United Kingdom · 12 clientsPrivate fund adviserAffiliated broker-dealerIsam Securities (HK) Limited, Isam Securities (UK) Limited
    No custodian reported
    $6.0B
  20. 1873
    Guardcap Asset Management LimitedLondon, United Kingdom · 30 clientsPrivate fund adviserAffiliated broker-dealer
    No custodian reported
    $5.9B
  21. 1879
    CE Investment Management, LLCOklahoma City, OKAsset managerAffiliated broker-dealerAmerican Fidelity Securities, Inc.
    U.S. Bank 87%
    $5.9B
  22. 1881
    T. Rowe Price Advisory Services, Inc.Owings Mills, MD · 13,517 clientsWealth managerPublic-company ownedHybridT. Rowe Price Investment Services, Inc.
    Pershing 100%
    $5.9B
  23. 1904
    Mirae Asset Global Investments (USA) LLCNew York, NY · 45 clientsPrivate fund adviserAffiliated broker-dealerMirae Asset Securities (HK) LTD., Mirae Asset Securities (UK) LTD
    No custodian reported
    $5.8B
  24. 1912
    Trium Capital LLPLondon, United Kingdom · 31 clientsPrivate fund adviserAffiliated broker-dealerTCM Wealth Limited
    No custodian reported
    $5.8B
  25. 1919
    Lasalle St. Investment Advisors, L.L.C.Elmhurst, IL · 14,284 clientsWealth managerHybridLasalle St Securities, L.L.C.
    Fidelity 80%
    $5.7B
  26. 1920
    Oasis Investment Strategies LLCChicago, IL · 4 clientsAsset managerAffiliated broker-dealerR.J. O'brien (mena) Capital Limited, R.J. O'brien Securities, LLC, clears through Pershing, BofA Securities
    Chicago Mercantile Exchange 61%
    $5.7B
  27. 1926
    Gladstone Wealth PartnersPalm Beach Gardens, FL · 8,385 clientsWealth managerWrap sponsorHybridIntegrity Alliance, LLC
    LPL Financial 100%
    $5.7B
  28. 1940
    Alesco Advisors, LLC, AN ESL CompanyPittsford, NY · 639 clientsAsset managerAffiliated broker-dealerESL Investment Services, LLC, clears through LPL Financial
    Schwab 61%Fidelity Distributors Company 39%
    $5.6B
  29. 1943
    Pentegra Investors, Inc.Shelton, CT · 250 clientsAsset managerHybridPentegra Distributors Inc.
    BNY 92%
    $5.6B
  30. 1946
    Stratos Wealth Advisors LLCBeachwood, OH · 5,023 clientsWealth managerBank-affiliatedHybridSEI Investments (south Africa) Limited, SEI Investments Distribution Co.
    Fidelity 61%Schwab 39%
    $5.6B
  31. 1948
    Antarctica Investment Advisors, LLCNew York, NY · 36 clientsAsset managerHybridPalmer Capital Advisors, LLC
    U.S. Bancorp 62%
    $5.6B
  32. 1955
    Wainwright Investment Counsel LLCBoston, MA · 214 clientsAsset managerHybridWFS, LLC
    M&t Bank 100%
    $5.5B
  33. 1963
    CQS (US), LLCNew York, NY · 15 clientsPrivate fund adviserHybridJohn Hancock Distributors LLC
    No custodian reported
    $5.5B
  34. 1969
    Larson Financial Group, LLCSaint Louis, MO · 4,961 clientsBroker-dealer firmHybridLarson Financial Securities, LLC
    Schwab 83%
    $5.5B
  35. 1972
    Calamos Wealth Management LLCNaperville, IL · 4,308 clientsWealth managerHybridCalamos Financial Services LLC
    Fidelity 100%
    $5.5B
  36. 1979
    Stwd Investment Management, LLCMiami Beach, FL · 9 clientsPrivate fund adviserAffiliated broker-dealerStarwood Capital, L.L.C.
    No custodian reported
    $5.4B
  37. 1980
    Bluespring Wealth Management, LLCAustin, TX · 3,250 clientsWealth managerAffiliated broker-dealerKestra Investment Services, LLC
    Schwab 94%
    $5.4B
  38. 1985
    Integrity Alliance, LLCUrbandale, IA · 10,885 clientsBroker-dealer firmHybridIntegrity Capital, LLC
    Schwab 56%Pershing 27%
    $5.4B
  39. 1988
    Fenimore Asset Management, Inc.Cobleskill, NY · 682 clientsAsset managerHybridFenimore Securities, Inc.
    Schwab 100%
    $5.4B
  40. 1989
    Wellington Funds (US) LLCBoston, MA · 16 clientsPrivate fund adviserAffiliated broker-dealerWellington Funds Distributors Inc.
    No custodian reported
    $5.4B

RIAs by state