Private fund adviser · New York, NY
Mirae Asset Global Investments (USA) LLC
SEC-registered investment adviser · CRD 147548 · SEC 801-69439
At a glance
Mirae Asset Global Investments (USA) LLC is an SEC-registered investment adviser based in New York, New York, with $5.8 billion in regulatory assets under management as of its Form ADV filed May 6, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 892nd of 4,686 private fund advisers and 1,904th of 17,210 SEC-registered advisers by assets.
Main office 212-205-8300investments.miraeasset.usAs filed on Form ADV
- Regulatory AUM
- $5.8B
- Rank among private fund advisers
- #892 of 4,686
- Rank among all SEC RIAs
- #1,904 of 17,210
- Rank in New York
- #495 of 2,591
- Clients
- 45
- Accounts
- 45
- Discretionary
- 100% of AUM
- Employees
- 25
- Advisory staff
- 13
- Offices
- 2
Owners and executives on its Form ADV
- Joon Hyuk HeoCo-Chief Executive Officer
- Thomas J. ParkCo-Chief Executive Officer
- Stephen WongHead of Finance
- Joon Hyuk HeoChief Compliance Officer
Custody and brokerage
Custodian
Mirae Asset Global Investments (USA) LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Affiliated broker-dealer
It names affiliated broker-dealers: Mirae Asset Securities (HK) LTD., Mirae Asset Securities (UK) LTD, Mirae Asset Securities (USA) Inc. and Mirae Asset Securities Co LTD.
- Mirae Asset Securities (HK) LTD.
- Mirae Asset Securities (UK) LTD
- Mirae Asset Securities (USA) Inc. ↗CRD 30679
- Mirae Asset Securities Co LTD
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 43 | $5.3B | 92% |
| Investment companies | 2 | $477M | 8% |
Private funds
Mirae Asset Global Investments (USA) LLC reports 19 private funds with $2.0B in gross assets: venture capital funds (Form ADV Item 7.B).
Disciplinary disclosures
Mirae Asset Global Investments (USA) LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Other services
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗investments.miraeasset.us ↗
AtlasMembers
The full record on Mirae Asset Global Investments (USA) LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 1,275 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Mirae Asset Global Investments (USA) LLC manage?
Mirae Asset Global Investments (USA) LLC reports $5.8 billion in regulatory assets under management across 45 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 6, 2026.
What kind of firm is Mirae Asset Global Investments (USA) LLC?
Mirae Asset Global Investments (USA) LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Mirae Asset Global Investments (USA) LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($5.3 billion, 43 clients); investment companies ($477 million, 2 clients).
Does Mirae Asset Global Investments (USA) LLC manage private funds?
Yes. It reports 19 private funds with $2.0 billion in gross assets, including venture capital funds.
Does Mirae Asset Global Investments (USA) LLC have any disciplinary history?
Mirae Asset Global Investments (USA) LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Mirae Asset Global Investments (USA) LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-06), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →