Private fund adviser · Chicago, IL
BMO Asset Management Corp.
SEC-registered investment adviser · CRD 106466 · SEC 801-35533
At a glance
BMO Asset Management Corp. is an SEC-registered investment adviser based in Chicago, Illinois, with $6.2 billion in regulatory assets under management as of its Form ADV filed July 2, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 846th of 4,686 private fund advisers and 1,823rd of 17,210 SEC-registered advisers by assets.
Main office 312-461-4002As filed on Form ADV
- Regulatory AUM
- $6.2B
- Rank among private fund advisers
- #846 of 4,686
- Rank among all SEC RIAs
- #1,823 of 17,210
- Rank in Illinois
- #99 of 684
- Clients
- 16
- Accounts
- 21
- Discretionary
- 100% of AUM
- Employees
- 5
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Michael A. MirandaDirector
- Dean A. FoliasChief Compliance Officer
- Patricia B. WeitzmanDirector
- Sean RooneyChief Financial Officer
- Thomas A. FonteChair
- Asim MandhaiDirector, Business Head
Custody and brokerage
Broker-dealer
Hybrid RIA
BMO Asset Management Corp. is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: BMO Capital Markets Corp. and BMO Nesbitt Burns Securities LTD..
- BMO Capital Markets Corp. ↗CRD 16686
- BMO Nesbitt Burns Securities LTD. ↗CRD 44057
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 16 | $3.4B | 56% |
| Corporations or other businesses | – | $1.7B | 27% |
| Insurance companies | – | $1.1B | 18% |
Private funds
BMO Asset Management Corp. reports 16 private funds with $3.4B in gross assets: securitized asset funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
BMO Asset Management Corp. answers yes to 8 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on BMO Asset Management Corp.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 1,242 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 5Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does BMO Asset Management Corp. manage?
BMO Asset Management Corp. reports $6.2 billion in regulatory assets under management across 21 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 2, 2026.
What kind of firm is BMO Asset Management Corp.?
BMO Asset Management Corp. is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are BMO Asset Management Corp.’s clients?
By assets, its largest client types are pooled investment vehicles ($3.4 billion, 16 clients); corporations or other businesses ($1.7 billion); insurance companies ($1.1 billion).
Does BMO Asset Management Corp. manage private funds?
Yes. It reports 16 private funds with $3.4 billion in gross assets, including securitized asset funds, other private funds.
Does BMO Asset Management Corp. have any disciplinary history?
BMO Asset Management Corp. answers yes to 8 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is BMO Asset Management Corp.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-02), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →