Chief Compliance Officer · BMO Asset Management Corp.
Dean A. Folias
CRD 3128644 · Named on Form ADV at 2 SEC-registered advisers
At a glance
BMO Asset Management Corp., an SEC-registered private fund adviser based in Chicago, IL with $6.2 billion in regulatory assets, lists Dean A. Folias on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Dean at 1 other registered adviser.
Firms and roles
- BMO Asset Management Corp.Chief Compliance OfficerPrivate fund adviser · Chicago, IL · $6.2B in regulatory assets
- Stoker Ostler, A Part of BMO Financial GroupChief Compliance OfficerWealth manager · Scottsdale, AZ · $3.7B in regulatory assets
AtlasMembers
Dean’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (12)
- Michael A. MirandaDirector, BMO Asset Management Corp.
- Patricia B. WeitzmanDirector, BMO Asset Management Corp.
- Sean RooneyChief Financial Officer, BMO Asset Management Corp.
- Thomas A. FonteChair, BMO Asset Management Corp.
- Asim MandhaiDirector, Business Head, BMO Asset Management Corp.
7 more people named with Dean on the same filings, with titles and firms. Free in Atlas with a free account.
See all 12 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dean’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.