Private fund adviser · London, United Kingdom
Guardcap Asset Management Limited
SEC-registered investment adviser · CRD 297056 · SEC 801-113537
At a glance
Guardcap Asset Management Limited is an SEC-registered investment adviser based in London, United Kingdom, with $5.9 billion in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 873rd of 4,686 private fund advisers and 1,873rd of 17,210 SEC-registered advisers by assets.
Main office +442079072400guardcap.co.ukLinkedInAs filed on Form ADV
- Regulatory AUM
- $5.9B
- Rank among private fund advisers
- #873 of 4,686
- Rank among all SEC RIAs
- #1,873 of 17,210
- Clients
- 30
- Accounts
- 12
- Discretionary
- 100% of AUM
- Employees
- 24
- Advisory staff
- 10
- Offices
- 1
Owners and executives on its Form ADV
- George MavroudisDirector
- Steven A. BatesDirector, Chief Investment Officer
- Arieta N. KoshutovaChief Compliance Officer, Chief Operating Officer
Custody and brokerage
Custodian
Guardcap Asset Management Limited’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Affiliated broker-dealer
It reports a broker-dealer among its affiliates on Form ADV.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 6 | $5.4B | 91% |
| State or municipal government entities | – | $262M | 4% |
| Corporations or other businesses | – | $252M | 4% |
| Charitable organizations | – | $24M | <1% |
| Other investment advisers | 24 | $0M | 0% |
Disciplinary disclosures
Guardcap Asset Management Limited answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗guardcap.co.uk ↗
AtlasMembers
The full record on Guardcap Asset Management Limited
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
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- Growth over one, three and five years
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- Rank against 1,259 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Guardcap Asset Management Limited manage?
Guardcap Asset Management Limited reports $5.9 billion in regulatory assets under management across 12 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Guardcap Asset Management Limited?
Guardcap Asset Management Limited is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. It reports a bank or thrift among its related persons.
Who are Guardcap Asset Management Limited’s clients?
By assets, its largest client types are pooled investment vehicles ($5.4 billion, 6 clients); state or municipal government entities ($262 million); corporations or other businesses ($252 million).
Does Guardcap Asset Management Limited have any disciplinary history?
Guardcap Asset Management Limited answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Guardcap Asset Management Limited’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →