Private fund adviser · Boston, MA
Wellington Funds (US) LLC
SEC-registered investment adviser · CRD 288313 · SEC 801-111643
At a glance
Wellington Funds (US) LLC is an SEC-registered investment adviser based in Boston, Massachusetts, with $5.4 billion in regulatory assets under management as of its Form ADV filed July 9, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 926th of 4,686 private fund advisers and 1,989th of 17,210 SEC-registered advisers by assets.
Main office 617-951-5786wellington.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $5.4B
- Rank among private fund advisers
- #926 of 4,686
- Rank among all SEC RIAs
- #1,989 of 17,210
- Rank in Massachusetts
- #139 of 627
- Clients
- 16
- Accounts
- 16
- Discretionary
- 100% of AUM
- Employees
- 2
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Ihsan K. SpeedeChief Compliance Officer
- Carmine A TaglionePresident
Custody and brokerage
Custodian
Wellington Funds (US) LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Affiliated broker-dealer
It names an affiliated broker-dealer: Wellington Funds Distributors Inc..
- Wellington Funds Distributors Inc. ↗CRD 152768
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 16 | $5.4B | 100% |
Private funds
Wellington Funds (US) LLC reports 13 private funds with $4.9B in gross assets: hedge funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Wellington Funds (US) LLC answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Other services
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗wellington.com ↗
AtlasMembers
The full record on Wellington Funds (US) LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 1,323 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Wellington Funds (US) LLC manage?
Wellington Funds (US) LLC reports $5.4 billion in regulatory assets under management across 16 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 9, 2026.
What kind of firm is Wellington Funds (US) LLC?
Wellington Funds (US) LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Wellington Funds (US) LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($5.4 billion, 16 clients).
Does Wellington Funds (US) LLC manage private funds?
Yes. It reports 13 private funds with $4.9 billion in gross assets, including hedge funds, other private funds.
Does Wellington Funds (US) LLC have any disciplinary history?
Wellington Funds (US) LLC answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Wellington Funds (US) LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-09), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →