Private fund adviser · New York, NY
J.C. Flowers & Co. LLC
SEC-registered investment adviser · CRD 142529 · SEC 801-69842
At a glance
J.C. Flowers & Co. LLC is an SEC-registered investment adviser based in New York, New York, with $6.0 billion in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 866th of 4,686 private fund advisers and 1,857th of 17,210 SEC-registered advisers by assets.
Main office 212-404-6800jcfco.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $6.0B
- Rank among private fund advisers
- #866 of 4,686
- Rank among all SEC RIAs
- #1,857 of 17,210
- Rank in New York
- #482 of 2,591
- Clients
- 22
- Accounts
- 22
- Discretionary
- 94% of AUM
- Employees
- 38
- Advisory staff
- 18
- Offices
- 3
Owners and executives on its Form ADV
- James C. FlowersManaging Director/sole Managing Member
- Sally A. RockerManaging Director, Chief Compliance Officer, Chief Operating Officer & General Counsel
- Timothy J. HanfordManaging Director and Co-President
- Thierry G. PorteManaging Director
- Peter D. YordanManaging Director
- Todd M. FreebernManaging Director
- Eric C. RaheManaging Director and Co-President
- Thomas C. HardingManaging Director
- Jonathan J. CoxManaging Director
- Mona LaunganiChief Financial Officer
- Yi DongManaging Director
- Tughan AliogluManaging Director
Custody and brokerage
Custodian
J.C. Flowers & Co. LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
J.C. Flowers & Co. LLC is a hybrid RIA: 7 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: J.C. Flowers Securities Co. LLC.
- J.C. Flowers Securities Co. LLC ↗CRD 168757
Its Form ADV brochure (filed March 2026) names JCF Securities as the broker-dealer its advisers are registered with.
Certain of JCF’s management persons are registered representatives of JCF Securities.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 22 | $6.0B | 100% |
Private funds
J.C. Flowers & Co. LLC reports 21 private funds with $6.5B in gross assets: private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
J.C. Flowers & Co. LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗jcfco.com ↗
AtlasMembers
The full record on J.C. Flowers & Co. LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,256 peers of its type and size
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- Owners and executives, with titles and stakes
- 12 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does J.C. Flowers & Co. LLC manage?
J.C. Flowers & Co. LLC reports $6.0 billion in regulatory assets under management across 22 accounts, 94% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is J.C. Flowers & Co. LLC?
J.C. Flowers & Co. LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are J.C. Flowers & Co. LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($6.0 billion, 22 clients).
Does J.C. Flowers & Co. LLC manage private funds?
Yes. It reports 21 private funds with $6.5 billion in gross assets, including private equity funds.
Does J.C. Flowers & Co. LLC have any disciplinary history?
J.C. Flowers & Co. LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is J.C. Flowers & Co. LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →