Wealth manager, bank-affiliated · Beachwood, OH
Stratos Wealth Advisors LLC
SEC-registered investment adviser · CRD 283816 · SEC 801-108211
At a glance
Stratos Wealth Advisors LLC is an SEC-registered investment adviser based in Beachwood, Ohio, with $5.6 billion in regulatory assets under management as of its Form ADV filed October 1, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 4,928 individual clients. By Form ADV it is a wealth manager (bank-affiliated), ranked 295th of 8,915 wealth managers and 1,946th of 17,210 SEC-registered advisers by assets.
Main office 440-519-2500stratoswealthadvisors.comAs filed on Form ADV
- Regulatory AUM
- $5.6B
- Rank among wealth managers
- #295 of 8,915
- Rank among all SEC RIAs
- #1,946 of 17,210
- Rank in Ohio
- #37 of 403
- Individual clients
- 4,928
- High-net-worth clients
- 1,355
- Accounts
- 12,896
- Discretionary
- 99% of AUM
- Employees
- 170
- Advisory staff
- 67
- Offices
- 31
Owners and executives on its Form ADV
- Jeffrey A. ConcepcionChief Executive Officer; Manager
- Nancy E. AndrefskyChief Financial Officer, Non-Member
- Eric A. BeahnDirector of Advisory Compensation; Non-Member
- Luis CamachoPresident Stratos Wealth Enterprises LLC
- Kathryn H. LouttitChief Risk Officer, Non-Member
- Douglas A. BurnsDirector, Non-Member
- Jon M. PawlowskiChief Compliance Officer, Non-Member
- Ryan H. ThibaultInvestment Supervisory Principal/non-Member
- David AlbinSupervisory Principal/non-Member
- Savanna L SteedDirector of Advisory Compliance, Non-Member
- Charis I. JonesChief Operating Officer, Non-Member
- Marni K. AngusOffice of Supervision Jurisdiction; Non-Member
Custody and brokerage
Broker-dealer
Hybrid RIA
Stratos Wealth Advisors LLC is a hybrid RIA: 23 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: SEI Investments (south Africa) Limited, SEI Investments Distribution Co. and Stratos Wealth Securities, LLC.
- SEI Investments (south Africa) Limited
- SEI Investments Distribution Co. ↗CRD 10690
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, February 2026
- Stratos Wealth Securities, LLC ↗CRD 290230
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, March 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 1,355 | $4.2B | 76% |
| Individuals | 3,573 | $1.2B | 21% |
| Corporations or other businesses | 45 | $118M | 2% |
| Pension and profit sharing plans | 40 | $37M | <1% |
| Charitable organizations | 10 | $21M | <1% |
| Insurance companies | – | $3M | <1% |
Disciplinary disclosures
Stratos Wealth Advisors LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗stratoswealthadvisors.com ↗
AtlasMembers
The full record on Stratos Wealth Advisors LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 9 years of filings
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- Growth over one, three and five years
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- Rank against 742 peers of its type and size
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- Owners and executives, with titles and stakes
- 13 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 4Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Stratos Wealth Advisors LLC manage?
Stratos Wealth Advisors LLC reports $5.6 billion in regulatory assets under management across 12,896 accounts, 99% of it on a discretionary basis, on its Form ADV filed October 1, 2026.
What kind of firm is Stratos Wealth Advisors LLC?
Stratos Wealth Advisors LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Stratos Wealth Advisors LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($4.2 billion, 1,355 clients); individuals ($1.2 billion, 3,573 clients); corporations or other businesses ($118 million, 45 clients).
Does Stratos Wealth Advisors LLC have any disciplinary history?
Stratos Wealth Advisors LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Stratos Wealth Advisors LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-16), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →