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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Round Rock, TX

Every SEC-registered investment adviser representative at a firm office in Round Rock, with the firms that employ the most of them.

103 registered advisors work in Round Rock; the most are at Edward Jones (13). 0 list the CFP designation and 60 are also registered broker representatives.

Firms with the most advisors in Round Rock

FirmAdvisors in Round Rock
Edward Jones news13
State Farm Investment Management Corp.7
Ameriprise Financial Services, LLC news6
LPL Financial LLC news6
Greenbelt Investment Advisors, LLC5
Osaic Wealth, Inc. news4
Tnt Asset Management, LLC4
Wells Fargo Clearing Services, LLC news4
Cetera Investment Advisers LLC news3
Ria Wealth Advisors, LLC3
Symphony Retirement Partners LLC3
Davis & Wehrle, LLC2
J.P. Morgan Securities LLC news2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Strategic Financial Concepts, LLC2
Ubequity Wealth Management, LLC2
Valic Financial Advisors, Inc.2
Ae Wealth Management, LLC1
Akros Investments, Inc.1
Argent Wealth Management, Inc.1
Barton Creek Advisors, LLC1
Charles Schwab & Co., Inc. news1
Clifton Myers Financial Advisory1
Convergence Financial1
Crescendo Wealth Group LLC1

Advisors in Round Rock, A to Z

Search all of Texas →

Other cities in Texas

All of Texas →

Houston 5,014Dallas 4,082Austin 3,691Plano 3,256San Antonio 1,899Fort Worth 1,700Westlake 1,495Frisco 804The Woodlands 588Southlake 343Sugar Land 331El Paso 266McKinney 241Lubbock 233Katy 225Tyler 219Arlington 207Irving 198Richardson 193Corpus Christi 186Spring 171Amarillo 165Addison 147Allen 147

Questions

How many financial advisors are in Round Rock, TX?

103 investment adviser representatives are registered at firm offices in Round Rock, Texas, according to the SEC's Investment Adviser Public Disclosure records. 60 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Round Rock?

Edward Jones, with 13 registered advisors in Round Rock, followed by State Farm Investment Management Corp. with 7.

How do I check a financial advisor in Round Rock?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.