Financial ADVSR advisor directory · SEC adviser records
Wells Fargo Clearing Services, LLC financial advisors in Round Rock, TX
Every SEC-registered investment adviser representative at a Wells Fargo Clearing Services, LLC office in Round Rock, A to Z.
The short answer
4 registered advisors work at Wells Fargo Clearing Services, LLC in Round Rock, out of 13,134 at the firm nationwide; it ranks number 11 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.
Wells Fargo Clearing Services, LLC advisors in Round Rock, A to Z
Every Wells Fargo Clearing Services, LLC advisor →- Salome C. HanAlso a broker rep
- Rebecca I. HarbekAlso a broker rep
- Luke G. McClellanAlso a broker rep
- Russell E. PhilipsAlso a broker rep
Wells Fargo Clearing Services, LLC advisors in every city and state →Wells Fargo Clearing Services, LLC: assets, clients and custodians →Wells Fargo news and advisor moves →Wells Fargo Clearing Services, LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
Wells Fargo Clearing Services, LLC advisors in other cities
St. Louis, MO 712Charlotte, NC 342New York, NY 324Salt Lake City, UT 201Minneapolis, MN 196San Diego, CA 170Houston, TX 167Scottsdale, AZ 147Irvine, CA 135Walnut Creek, CA 135Los Angeles, CA 127McLean, VA 119Seattle, WA 116Richmond, VA 114Fort Worth, TX 112
Other firms in Round Rock
All Round Rock advisors →Edward Jones 12State Farm Investment Management Corp. 7Ameriprise Financial Services, LLC 6LPL Financial LLC 5Greenbelt Investment Advisors, LLC 4J.P. Morgan Securities LLC 3Merrill Lynch, Pierce, Fenner & Smith Incorporated 3Osaic Wealth, Inc. 3Symphony Retirement Partners LLC 3Tnt Asset Management, LLC 3
Questions
How many financial advisors does Wells Fargo Clearing Services, LLC have in Round Rock?
4 investment adviser representatives are registered at Wells Fargo Clearing Services, LLC offices in Round Rock, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 13,134 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.
Is Wells Fargo Clearing Services, LLC one of the largest advisor employers in Round Rock?
Wells Fargo Clearing Services, LLC ranks number 11 in Round Rock by registered advisors; Edward Jones has the most, with 12.
How do I check a Wells Fargo Clearing Services, LLC advisor in Round Rock?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Wells Fargo Clearing Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.