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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rockwall, TX

Every SEC-registered investment adviser representative at a firm office in Rockwall, with the firms that employ the most of them.

The short answer

50 registered advisors work in Rockwall; the most are at Edward Jones (10). 12 list the CFP designation and 30 are also registered broker representatives.

Firms with the most advisors in Rockwall

FirmAdvisors in Rockwall
Edward Jones news10
Mercer Global Advisors Inc.4
Crestview Wealth Management, LLC3
J.P. Morgan Securities LLC news3
Lifetime Wealth Management P.C.3
Raymond James Financial Services Advisors, Inc. news3
Rockwall Wealth Management3
State Farm Investment Management Corp.2
Arkadios Wealth Advisors1
Blanck Financial1
Cabin Advisors, LLC1
Cambridge Investment Research Advisors, Inc. news1
Cetera Investment Advisers LLC news1
Creative Planning news1
Equitable Advisors, LLC news1
Facet1
Farmers Asset Management, LLC1
Independent Financial Group, LLC1
Integrity Alliance, LLC.1
LPL Financial LLC news1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Morgan Stanley news1
Partner Wealth Management, LLC1
Prosperity First Wealth Management1
Raymond James & Associates, Inc. news1

Advisors in Rockwall, A to Z

CFP advisors in Rockwall →

Other cities in Texas

All of Texas →

Houston 4,722Dallas 3,888Austin 3,485Plano 3,132San Antonio 1,754Fort Worth 1,631Westlake 1,473Frisco 758The Woodlands 540Southlake 325Sugar Land 305El Paso 249McKinney 245Katy 219Lubbock 217Arlington 200Irving 193Tyler 190Richardson 181Corpus Christi 173Spring 157Amarillo 150Addison 148Allen 140

Questions

How many financial advisors are in Rockwall, TX?

50 investment adviser representatives are registered at firm offices in Rockwall, Texas, according to the SEC's Investment Adviser Public Disclosure records. 30 of them are also registered as broker representatives, and 12 list the CFP designation.

Which firm has the most financial advisors in Rockwall?

Edward Jones, with 10 registered advisors in Rockwall, followed by Mercer Global Advisors Inc. with 4.

How do I check a financial advisor in Rockwall?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.