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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Sleepy Hollow, NY

Every SEC-registered investment adviser representative at a firm office in Sleepy Hollow, with the firms that employ the most of them.

3 registered advisors work in Sleepy Hollow; the most are at Cambridge Investment Research Advisors, Inc. (1). 0 list the CFP designation and 2 are also registered broker representatives.

Firms with the most advisors in Sleepy Hollow

FirmAdvisors in Sleepy Hollow
Cambridge Investment Research Advisors, Inc. news1
Eagle Strategies LLC1
Sax Wealth Advisors, LLC1

Advisors in Sleepy Hollow, A to Z

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Other cities in New York

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New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Sleepy Hollow, NY?

3 investment adviser representatives are registered at firm offices in Sleepy Hollow, New York, according to the SEC's Investment Adviser Public Disclosure records. 2 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Sleepy Hollow?

Cambridge Investment Research Advisors, Inc., with 1 registered advisors in Sleepy Hollow, followed by Eagle Strategies LLC with 1.

How do I check a financial advisor in Sleepy Hollow?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.