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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rockville Center, NY

Every SEC-registered investment adviser representative at a firm office in Rockville Center, with the firms that employ the most of them.

The short answer

2 registered advisors work in Rockville Center; the most are at Ameriprise Financial Services, LLC (2). 0 list the CFP designation and 2 are also registered broker representatives.

Firms with the most advisors in Rockville Center

FirmAdvisors in Rockville Center
Ameriprise Financial Services, LLC news2

Advisors in Rockville Center, A to Z

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Other cities in New York

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New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Rockville Center, NY?

2 investment adviser representatives are registered at firm offices in Rockville Center, New York, according to the SEC's Investment Adviser Public Disclosure records. 2 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Rockville Center?

Ameriprise Financial Services, LLC, with 2 registered advisors in Rockville Center.

How do I check a financial advisor in Rockville Center?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.