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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rock Tavern, NY

Every SEC-registered investment adviser representative at a firm office in Rock Tavern, with the firms that employ the most of them.

The short answer

2 registered advisors work in Rock Tavern; the most are at Donnelly Financial Services (1). 0 list the CFP designation and 1 are also registered broker representatives.

Firms with the most advisors in Rock Tavern

FirmAdvisors in Rock Tavern
Donnelly Financial Services1
Hsbc Securities (USA) Inc.1

Advisors in Rock Tavern, A to Z

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Other cities in New York

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New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Rock Tavern, NY?

2 investment adviser representatives are registered at firm offices in Rock Tavern, New York, according to the SEC's Investment Adviser Public Disclosure records. 1 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Rock Tavern?

Donnelly Financial Services, with 1 registered advisors in Rock Tavern, followed by Hsbc Securities (USA) Inc. with 1.

How do I check a financial advisor in Rock Tavern?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.