Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Lake Success, NY

Every SEC-registered investment adviser representative at a firm office in Lake Success, with the firms that employ the most of them.

The short answer

17 registered advisors work in Lake Success; the most are at Captrust (10). 4 list the CFP designation and 8 are also registered broker representatives.

Firms with the most advisors in Lake Success

FirmAdvisors in Lake Success
Captrust news10
Shulman Demeo Asset Management, LLC4
Matrix Private Wealth Management Inc.2
Weber Asset Management, Inc.1

Advisors in Lake Success, A to Z

CFP advisors in Lake Success →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Lake Success, NY?

17 investment adviser representatives are registered at firm offices in Lake Success, New York, according to the SEC's Investment Adviser Public Disclosure records. 8 of them are also registered as broker representatives, and 4 list the CFP designation.

Which firm has the most financial advisors in Lake Success?

Captrust, with 10 registered advisors in Lake Success, followed by Shulman Demeo Asset Management, LLC with 4.

How do I check a financial advisor in Lake Success?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.