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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Ardsley, NY

Every SEC-registered investment adviser representative at a firm office in Ardsley, with the firms that employ the most of them.

The short answer

6 registered advisors work in Ardsley; the most are at J.P. Morgan Securities LLC (2). 1 list the CFP designation and 6 are also registered broker representatives.

Firms with the most advisors in Ardsley

FirmAdvisors in Ardsley
J.P. Morgan Securities LLC news2
Cambridge Investment Research Advisors, Inc. news1
Morgan Stanley news1
Silverberg Bernstein Capital Management1
Strategic Advisers LLC1

Advisors in Ardsley, A to Z

CFP advisors in Ardsley →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Ardsley, NY?

6 investment adviser representatives are registered at firm offices in Ardsley, New York, according to the SEC's Investment Adviser Public Disclosure records. 6 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Ardsley?

J.P. Morgan Securities LLC, with 2 registered advisors in Ardsley, followed by Cambridge Investment Research Advisors, Inc. with 1.

How do I check a financial advisor in Ardsley?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.