Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Rockland, ME
Every SEC-registered investment adviser representative at a firm office in Rockland, with the firms that employ the most of them.
4 registered advisors work in Rockland; the most are at Apollon Wealth Management, LLC (1). 0 list the CFP designation and 3 are also registered broker representatives.
Firms with the most advisors in Rockland
| Firm | Advisors in Rockland |
|---|---|
| Apollon Wealth Management, LLC | 1 |
| Edward Jones news | 1 |
| Schultz Retirement Income Solutions, Inc. | 1 |
| United Planners' Financial Services Of America A Limited Partner | 1 |
Advisors in Rockland, A to Z
Search all of Maine →- Briana M. AndreoniApollon Wealth Management, LLC
- Andrea L. Curtis-SouthardEdward Jones
- Meredith A. LyonUnited Planners' Financial Services Of America A Limited Partner
- Nancy L. SchultzSchultz Retirement Income Solutions, Inc.
Other cities in Maine
All of Maine →Portland 361Bangor 79Falmouth 56Scarborough 43South Portland 32Lewiston 27Waterville 27Brunswick 22Auburn 19Westbrook 18Camden 17Kennebunk 16Augusta 14Biddeford 14Saco 13Yarmouth 12Bar Harbor 10Ellsworth 10Gardiner 10Wells 10York 10Cumberland Foreside 9Presque Isle 9Windham 9
Questions
How many financial advisors are in Rockland, ME?
4 investment adviser representatives are registered at firm offices in Rockland, Maine, according to the SEC's Investment Adviser Public Disclosure records. 3 of them are also registered as broker representatives, and 0 list the CFP designation.
Which firm has the most financial advisors in Rockland?
Apollon Wealth Management, LLC, with 1 registered advisors in Rockland, followed by Edward Jones with 1.
How do I check a financial advisor in Rockland?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.