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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Waddell, AZ

Every SEC-registered investment adviser representative at a firm office in Waddell, with the firms that employ the most of them.

6 registered advisors work in Waddell; the most are at Empower Advisory Group, LLC (3). 0 list the CFP designation and 6 are also registered broker representatives.

Firms with the most advisors in Waddell

FirmAdvisors in Waddell
Empower Advisory Group, LLC3
Strategic Advisers LLC2
State Farm Investment Management Corp.1

Advisors in Waddell, A to Z

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Other cities in Arizona

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Scottsdale 3,200Phoenix 2,247Tucson 764Chandler 593Tempe 534Gilbert 480Mesa 300Peoria 228Glendale 106Prescott 103Surprise 81Flagstaff 65Goodyear 53Queen Creek 52Sun City 45Oro Valley 38Fountain Hills 37Cave Creek 36Yuma 32Sun City West 27Lake Havasu City 25Sedona 25San Tan Valley 23Buckeye 22

Questions

How many financial advisors are in Waddell, AZ?

6 investment adviser representatives are registered at firm offices in Waddell, Arizona, according to the SEC's Investment Adviser Public Disclosure records. 6 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Waddell?

Empower Advisory Group, LLC, with 3 registered advisors in Waddell, followed by Strategic Advisers LLC with 2.

How do I check a financial advisor in Waddell?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.