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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Phoeniz, AZ

Every SEC-registered investment adviser representative at a firm office in Phoeniz, with the firms that employ the most of them.

5 registered advisors work in Phoeniz; the most are at Cetera Investment Advisers LLC (2). 1 list the CFP designation and 3 are also registered broker representatives.

Firms with the most advisors in Phoeniz

FirmAdvisors in Phoeniz
Cetera Investment Advisers LLC news2
Raymond James Financial Services Advisors, Inc. news1
Searcy Financial Services, Inc.1
Sequoia Financial Group, L.L.C.1

Advisors in Phoeniz, A to Z

CFP advisors in Phoeniz →

Other cities in Arizona

All of Arizona →

Scottsdale 3,200Phoenix 2,247Tucson 764Chandler 593Tempe 534Gilbert 480Mesa 300Peoria 228Glendale 106Prescott 103Surprise 81Flagstaff 65Goodyear 53Queen Creek 52Sun City 45Oro Valley 38Fountain Hills 37Cave Creek 36Yuma 32Sun City West 27Lake Havasu City 25Sedona 25San Tan Valley 23Buckeye 22

Questions

How many financial advisors are in Phoeniz, AZ?

5 investment adviser representatives are registered at firm offices in Phoeniz, Arizona, according to the SEC's Investment Adviser Public Disclosure records. 3 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Phoeniz?

Cetera Investment Advisers LLC, with 2 registered advisors in Phoeniz, followed by Raymond James Financial Services Advisors, Inc. with 1.

How do I check a financial advisor in Phoeniz?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.