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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Troy, AL

Every SEC-registered investment adviser representative at a firm office in Troy, with the firms that employ the most of them.

The short answer

10 registered advisors work in Troy; the most are at Cetera Investment Advisers LLC (4). 0 list the CFP designation and 10 are also registered broker representatives.

Firms with the most advisors in Troy

FirmAdvisors in Troy
Cetera Investment Advisers LLC news4
Benjamin F. Edwards & Company, Inc.2
Edward Jones news2
Allstate Financial Advisors, LLC1
LPL Financial LLC news1

Advisors in Troy, A to Z

Search all of Alabama →

Other cities in Alabama

All of Alabama →

Birmingham 1,170Huntsville 334Mobile 258Montgomery 164Tuscaloosa 119Fairhope 117Vestavia Hills 113Hoover 90Dothan 80Florence 70Homewood 63Decatur 50Auburn 48Daphne 48Madison 48Opelika 39Gadsden 38Vestavia 31Cullman 25Anniston 22Mountain Brook 22Gulf Shores 17Trussville 16Foley 15

Questions

How many financial advisors are in Troy, AL?

10 investment adviser representatives are registered at firm offices in Troy, Alabama, according to the SEC's Investment Adviser Public Disclosure records. 10 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Troy?

Cetera Investment Advisers LLC, with 4 registered advisors in Troy, followed by Benjamin F. Edwards & Company, Inc. with 2.

How do I check a financial advisor in Troy?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.