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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Pelham, AL

Every SEC-registered investment adviser representative at a firm office in Pelham, with the firms that employ the most of them.

10 registered advisors work in Pelham; the most are at Edward Jones (2). 0 list the CFP designation and 9 are also registered broker representatives.

Firms with the most advisors in Pelham

FirmAdvisors in Pelham
Edward Jones news2
State Farm Investment Management Corp.2
Axient Investment Advisors LLC1
Cetera Investment Advisers LLC news1
First Heartland Consultants, Inc.1
Invesco Advisers, Inc.1
Strategic Advisers LLC1
Wells Fargo Clearing Services, LLC news1

Advisors in Pelham, A to Z

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Other cities in Alabama

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Birmingham 1,170Huntsville 334Mobile 258Montgomery 164Tuscaloosa 119Fairhope 117Vestavia Hills 113Hoover 90Dothan 80Florence 70Homewood 63Decatur 50Auburn 48Daphne 48Madison 48Opelika 39Gadsden 38Vestavia 31Cullman 25Anniston 22Mountain Brook 22Gulf Shores 17Trussville 16Foley 15

Questions

How many financial advisors are in Pelham, AL?

10 investment adviser representatives are registered at firm offices in Pelham, Alabama, according to the SEC's Investment Adviser Public Disclosure records. 9 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Pelham?

Edward Jones, with 2 registered advisors in Pelham, followed by State Farm Investment Management Corp. with 2.

How do I check a financial advisor in Pelham?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.