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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 1561
    City of London Investment Management Company LimitedLondon, United Kingdom · 33 clientsPrivate fund adviser
    State Street 53%Northern Trust 25%
    $8.1B
  2. 1562
    Annex Wealth Management, LLCBrookfield, WI · 6,802 clientsWealth manager
    Schwab 72%Fidelity 28%
    $8.1B
  3. 1563
    Crestwood AdvisorsBoston, MA · 1,128 clientsWealth managerAffiliated broker-dealer
    Fidelity 83%
    $8.0B
  4. 1564
    Context Capital Management LLCGreenwich, CT · 3 clientsPrivate fund adviserHybrid
    No custodian reported
    $8.0B
  5. 1565
    Blackstone Isg-Ii Advisors L.L.C.New York, NY · 8 clientsPrivate fund adviserHybridBlackstone Securities Partners L.P., Currencies Direct LTD.
    No custodian reported
    $8.0B
  6. 1566
    Howard Capital Management, LLCAlpharetta, GA · 10,608 clientsWealth managerHybrid
    Axos 54%Fidelity 46%
    $8.0B
  7. 1567
    Patria Private Equity (europe) LimitedEdinburgh, United Kingdom · 46 clientsPrivate fund adviserAffiliated broker-dealer
    Societe Generale - Luxembourg 100%
    $8.0B
  8. 1568
    Trive Capital Management LLCDallas, TX · 19 clientsPrivate fund adviser
    No custodian reported
    $8.0B
  9. 1569
    Cion Ares Management, LLCNew York, NY · 1 clientsAsset managerAffiliated broker-dealerAres Management Capital Markets LLC, Aspida Financial Distributors, LLC
    No custodian reported
    $8.0B
  10. 1570
    Balbec Capital Management LPScottsdale, AZ · 22 clientsPrivate fund adviser
    No custodian reported
    $8.0B
  11. 1571
    Carmel PartnersSan Francisco, CA · 8 clientsPrivate fund adviser
    No custodian reported
    $8.0B
  12. 1572
    Guggenheim InvestmentsNew York, NY · 107 clientsAsset managerHybridGuggenheim Funds Distributors, LLC, Guggenheim Investor Services, LLC, clears through Pershing
    No custodian reported
    $8.0B
  13. 1573
    FPA Real Estate Advisers Group, LLCIrvine, CA · 33 clientsPrivate fund adviser
    No custodian reported
    $8.0B
  14. 1574
    RFG Advisory, LLCVestavia Hills, AL · 17,410 clientsWealth managerHybrid
    Schwab 66%Fidelity 34%
    $8.0B
  15. 1575
    Polunin Capital Partners LimitedLondon, United Kingdom · 7 clientsPrivate fund adviser
    State Street 94%
    $8.0B
  16. 1576
    BV Investment Partners, L.P.Boston, MA · 10 clientsPrivate fund adviser
    No custodian reported
    $7.9B
  17. 1577
    ICG Advisors, LLCLos Angeles, CA · 70 clientsWealth manager
    RBC 100%
    $7.9B
  18. 1578
    Loancore Capital Credit Advisor LLCGreenwich, CT · 3 clientsPrivate fund adviser
    No custodian reported
    $7.9B
  19. 1579
    Orion Resource Partners (USA), LPNew York, NY · 25 clientsPrivate fund adviser
    No custodian reported
    $7.9B
  20. 1580
    Timessquare Capital Management, LLCNew York, NY · 51 clientsAsset managerHybridAMG Distributors, Inc.
    No custodian reported
    $7.9B
  21. 1581
    Flexpoint Ford, LLCMiami, FL · 22 clientsPrivate fund adviser
    No custodian reported
    $7.9B
  22. 1582
    PCM Management Advisor, LLCChagrin Falls, OH · 24 clientsPrivate fund adviserHybridAngelo, Gordon Hong Kong Limited, TPG Angelo, Gordon International LLC
    No custodian reported
    $7.9B
  23. 1583
    Huntington Financial AdvisorsColumbus, OH · 42,398 clientsBroker-dealer firmHybrid
    Fidelity 100%
    $7.9B
  24. 1584
    RBC Private Counsel (USA) Inc.Toronto, On, Canada · 5,967 clientsWealth managerBank-affiliatedHybridPhillips, Hager & North Investment Funds LTD., RBC Capital Markets, LLC
    RBC 91%
    $7.9B
  25. 1585
    D.F. Dent and Company, Inc.Baltimore, MD · 1,185 clientsWealth managerHybrid
    Fidelity 57%PNC Wealth Management 43%
    $7.9B
  26. 1586
    Kensico Capital Management Corp.Greenwich, CT · 3 clientsPrivate fund adviser
    No custodian reported
    $7.9B
  27. 1587
    Mirae Asset Global Investments (hong Kong) LimitedHong Kong, Hong Kong · 88 clientsPrivate fund adviserAffiliated broker-dealerMirae Asset Securities (HK) Limited, Mirae Asset Securities Co., LTD.
    No custodian reported
    $7.9B
  28. 1588
    Montanova Capital, LLCNew York, NY · 10 clientsPrivate fund adviser
    No custodian reported
    $7.9B
  29. 1589
    Westbridge Capital US Advisors, LPSan Mateo, CA · 7 clientsPrivate fund adviser
    No custodian reported
    $7.9B
  30. 1590
    Odyssey Investment Partners, LLCNew York, NY · 16 clientsPrivate fund adviser
    No custodian reported
    $7.9B
  31. 1591
    Ingalls Investment Management, LLCNew York, NY · 4,453 clientsWealth managerHybridIngalls & Snyder, LLC
    Ingalls & Snyder 69%Schwab 24%
    $7.8B
  32. 1592
    Harbert Fund Advisors, LLCBirmingham, AL · 44 clientsPrivate fund adviser
    No custodian reported
    $7.8B
  33. 1593
    Hunter Point Capital LPNew York, NY · 32 clientsPrivate fund adviser
    No custodian reported
    $7.8B
  34. 1594
    Confluence Financial PartnersMcMurray, PA · 5,228 clientsWealth manager
    Raymond James 100%
    $7.8B
  35. 1595
    Guggenheim Funds Distributors, LLCChicago, IL · 1 clientsBroker-dealer firmHybridGuggenheim Investor Services, LLC, Guggenheim Partners Japan, LTD., clears through Pershing
    No custodian reported
    $7.8B
  36. 1596
    Fifth Third Wealth Advisors LLCCincinnati, OH · 1,498 clientsAsset managerAffiliated broker-dealerComerica Securities,inc., Fifth Third Securities, Inc.
    Fidelity 53%Fifth Third Bank 47%
    $7.8B
  37. 1597
    Amova Asset Management Americas, Inc.New York, NY · 8 clientsPrivate fund adviserHybridAmova Securities Co., LTD.
    Northern Trust 100%
    $7.8B
  38. 1598
    QICNew York, NY · 21 clientsPrivate fund adviserHybrid
    No custodian reported
    $7.8B
  39. 1599
    WGI DM, LLCBoston, MA · 24 clientsAsset manager
    BNY 41%Northern Trust 30%State Street 30%
    $7.8B
  40. 1600
    Elmtree Funds, LLCSt. Louis, MO · 16 clientsPrivate fund adviserHybridHPS Securities, LLC
    No custodian reported
    $7.8B

RIAs by state