Broker-dealer firm · Columbus, OH
Huntington Financial Advisors
The Huntington Investment Company · SEC-registered investment adviser · CRD 16986 · SEC 801-58015
At a glance
Huntington Financial Advisors is an SEC-registered investment adviser based in Columbus, Ohio, with $7.9 billion in regulatory assets under management as of its Form ADV filed August 21, 2026. Its largest client group by assets is individuals, and it reports 42,153 individual clients. By Form ADV it is a broker-dealer firm, ranked 80th of 391 broker-dealer firms and 1,583rd of 17,210 SEC-registered advisers by assets.
Main office 800-322-4600huntington.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $7.9B
- Rank among broker-dealer firms
- #80 of 391
- Rank among all SEC RIAs
- #1,583 of 17,210
- Rank in Ohio
- #30 of 403
- Individual clients
- 42,153
- High-net-worth clients
- 678
- Accounts
- 42,399
- Discretionary
- 100% of AUM
- Employees
- 520
- Advisory staff
- 415
- Offices
- 788
Owners and executives on its Form ADV
- Michael MiroballiPresident
- Stephen Monroe RichardsonChief Financial Officer
- Stephen Monroe RichardsonFinop
- Michael MiroballiChief Operating Officer
- Michael MiroballiBoard Member
- Shawn Patrick LoughBoard Member
- Melanie Kate-McFarland HamiltonPrincipal Financial Officer
- Jeffrey Michael BoardmanConflict Officer
- Melissa HoldingDirector of Wealth Management
- Monica Vickman BallardSecretary
- Cynthia Jean ForestaChief Compliance Officer
- Emily Elizabeth FergusonChief Technology Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Huntington Financial Advisors is a hybrid RIA: 411 of its employees are also registered representatives of a broker-dealer. It reports a broker-dealer among its affiliates on Form ADV.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 41,475 | $6.7B | 85% |
| High-net-worth individuals | 678 | $1.1B | 14% |
| Corporations or other businesses | 218 | $96M | 1% |
| Charitable organizations | 27 | $13M | <1% |
Disciplinary disclosures
Huntington Financial Advisors answers yes to 10 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗huntington.com ↗
AtlasMembers
The full record on Huntington Financial Advisors
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 73 peers of its type and size
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- Owners and executives, with titles and stakes
- 18 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Huntington Financial Advisors manage?
Huntington Financial Advisors reports $7.9 billion in regulatory assets under management across 42,399 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 21, 2026.
What kind of firm is Huntington Financial Advisors?
Huntington Financial Advisors is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Huntington Financial Advisors’s clients?
By assets, its largest client types are individuals ($6.7 billion, 41,475 clients); high-net-worth individuals ($1.1 billion, 678 clients); corporations or other businesses ($96 million, 218 clients).
Does Huntington Financial Advisors have any disciplinary history?
Huntington Financial Advisors answers yes to 10 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Huntington Financial Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-21), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →