Chief Compliance Officer · Huntington Financial Advisors
Cynthia Jean Foresta
CRD 2445804 · Named on Form ADV at one SEC-registered adviser
At a glance
Huntington Financial Advisors, an SEC-registered broker-dealer firm based in Columbus, OH with $7.9 billion in regulatory assets, lists Cynthia Jean Foresta on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Huntington Financial AdvisorsChief Compliance OfficerBroker-dealer firm · Columbus, OH · $7.9B in regulatory assets
AtlasMembers
Cynthia’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (12)
- Michael MiroballiPresident, Huntington Financial Advisors
- Stephen Monroe RichardsonChief Financial Officer, Huntington Financial Advisors
- Shawn Patrick LoughBoard Member, Huntington Financial Advisors
- Melanie Kate-McFarland HamiltonPrincipal Financial Officer, Huntington Financial Advisors
- Jeffrey Michael BoardmanConflict Officer, Huntington Financial Advisors
7 more people named with Cynthia on the same filings, with titles and firms. Free in Atlas with a free account.
See all 12 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Cynthia’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.