Secretary · Huntington Financial Advisors
Monica Vickman Ballard
CRD 4245227 · Named on Form ADV at one SEC-registered adviser
At a glance
Huntington Financial Advisors, an SEC-registered broker-dealer firm based in Columbus, OH with $7.9 billion in regulatory assets, lists Monica Vickman Ballard on its Form ADV as Secretary.
Firms and roles
- Huntington Financial AdvisorsSecretaryBroker-dealer firm · Columbus, OH · $7.9B in regulatory assets
AtlasMembers
Monica’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (12)
- Michael MiroballiPresident, Huntington Financial Advisors
- Stephen Monroe RichardsonChief Financial Officer, Huntington Financial Advisors
- Shawn Patrick LoughBoard Member, Huntington Financial Advisors
- Melanie Kate-McFarland HamiltonPrincipal Financial Officer, Huntington Financial Advisors
- Jeffrey Michael BoardmanConflict Officer, Huntington Financial Advisors
7 more people named with Monica on the same filings, with titles and firms. Free in Atlas with a free account.
See all 12 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Monica’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.