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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,591 firms manage $37.7 trillionNew York

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 4643
    DB Advisory America, Limited(ltd)New York, NY · 3 clientsAsset manager
    Bank of Hawaii 100%
    $1.3B
  2. 4644
    Caligan PartnersNew York, NY · 8 clientsPrivate fund adviser
    No custodian reported
    $1.3B
  3. 4649
    Sagewind Capital LLCNew York, NY · 12 clientsPrivate fund adviser
    No custodian reported
    $1.3B
  4. 4654
    Pinnacle Investments, LLCEast Syracuse, NY · 3,143 clientsBroker-dealer firmHybrid
    Wells Fargo 77%Schwab 23%
    $1.3B
  5. 4655
    SIO Capital Management, LLCNew York, NY · 6 clientsPrivate fund adviser
    Morgan Stanley 90%
    $1.3B
  6. 4665
    Academy Asset ManagementNew York, NY · 10 clientsAsset managerHybridAcademy Securities, Inc., clears through Pershing
    BNY 68%U.S. Bank 32%
    $1.3B
  7. 4666
    WahedNew York, NY · 30,683 clientsAsset managerAffiliated broker-dealer
    Apex Fintech 100%
    $1.3B
  8. 4674
    Obsidian CIO LLCNew York, NY · 7 clientsAsset manager
    Schwab 100%
    $1.3B
  9. 4675
    New Legacy Group, LLCNew York, NY · 38 clientsPrivate fund adviserHybrid
    Merrill / Bank of America 100%
    $1.3B
  10. 4706
    Sagehall Management LPNew York, NY · 5 clientsPrivate fund adviser
    No custodian reported
    $1.3B
  11. 4712
    Greenlight Masters, LLCNew York, NY · 6 clientsPrivate fund adviser
    No custodian reported
    $1.3B
  12. 4718
    Madison River Capital LLCNew York, NY · 8 clientsPrivate fund adviser
    No custodian reported
    $1.3B
  13. 4720
    Chemistry Wealth Management LLCNew York, NY · 558 clientsWealth managerWrap sponsor
    Schwab 100%
    $1.3B
  14. 4726
    Enterprise InvestorsNew York, NY · 9 clientsPrivate fund adviser
    No custodian reported
    $1.3B
  15. 4728
    Ospraie Management, LLCRye, NY · 5 clientsPrivate fund adviser
    No custodian reported
    $1.3B
  16. 4734
    Harvey Capital Partners, L.P.New York, NY · 3 clientsPrivate fund adviser
    No custodian reported
    $1.3B
  17. 4739
    J.J. Burns & CompanyMelville, NY · 627 clientsWealth manager
    Schwab 100%
    $1.3B
  18. 4746
    Arbiter PartnersNew York, NY · 20 clientsPrivate fund adviser
    State Street 54%U.S. Bank 28%
    $1.3B
  19. 4750
    Superstate Advisers LLCNew York, NY · 2 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  20. 4753
    NEO Ivy Capital Management, LLCNew York, NY · 3 clientsAsset manager
    J.P. Morgan 66%UBS 34%
    $1.2B
  21. 4757
    Blackbarn Capital Partners LPNew York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  22. 4769
    Opal Wealth Advisors, LLCJericho, NY · 745 clientsWealth managerHybrid
    Schwab 100%
    $1.2B
  23. 4773
    AGL US DL Management LLCNew York, NY · 1 clientsAsset manager
    No custodian reported
    $1.2B
  24. 4774
    Seven Grand Managers LLCBronxville, NY · 9 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  25. 4793
    Sharpe Advisors, LLCNew York, NYWealth manager
    No custodian reported
    $1.2B
  26. 4794
    Platform Technology PartnersLocust Valley, NY · 887 clientsWealth managerHybrid
    Pershing 100%
    $1.2B
  27. 4795
    Legacy Edge AdvisorsSyosset, NY · 532 clientsWealth managerWrap sponsor
    Schwab 100%
    $1.2B
  28. 4798
    Centre Partners Management LLCNew York, NY · 32 clientsPrivate fund adviserHybrid
    No custodian reported
    $1.2B
  29. 4801
    Harvey Partners, LLCTarrytown, NY · 16 clientsAsset manager
    Northern Trust 100%
    $1.2B
  30. 4808
    Prelude Growth PartnersNew York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  31. 4815
    Water Island Capital, LLCNew York, NY · 7 clientsAsset managerHybrid
    No custodian reported
    $1.2B
  32. 4817
    Icapital Registered Fund Adviser LLCNew York, NY · 1 clientsAsset managerHybridIcapital Hong Kong LTD., Icapital Markets LLC
    No custodian reported
    $1.2B
  33. 4823
    Seasons of Advice Wealth ManagementNew York, NY · 891 clientsWealth managerWrap sponsorAffiliated broker-dealer
    Schwab 100%
    $1.2B
  34. 4839
    Tokio Marine Asset Management (USA), LTD.New York, NY · 1 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  35. 4847
    Brightspire Capital Advisors, LLCNew York, NY · 2 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  36. 4853
    Bluemountain Fuji Management, LLCNew York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  37. 4856
    Breakout Capital PartnersNew York, NY · 3 clientsPrivate fund adviser
    Citi 75%J.P. Morgan 25%
    $1.2B
  38. 4859
    Flatiron RR LLC, Manager SeriesNew York, NY · 3 clientsPrivate fund adviserHybridNylife Distributors LLC, Nylife Securities LLC, clears through National Financial Services (Fidelity)
    No custodian reported
    $1.2B
  39. 4867
    Global Evolution USA, LLCNew York, NY · 4 clientsAsset managerAffiliated broker-dealerConning Investment Products, Inc.
    State Street 100%
    $1.2B
  40. 4886
    Polus Capital Management (US) Inc.New York, NY · 3 clientsPrivate fund adviserHybridBanca Monte DEI Paschi DI Siena S.P.A., Mediobanca- Banca DI Credito Finanziario S.p.a
    No custodian reported
    $1.2B

RIAs by state