Asset manager · New York, NY
DB Advisory America, Limited(ltd)
SEC-registered investment adviser · CRD 313938 · SEC 801-121559
At a glance
DB Advisory America, Limited(ltd) is an SEC-registered investment adviser based in New York, New York, with $1.3 billion in regulatory assets under management as of its Form ADV filed January 29, 2026. Its largest client group by assets is insurance companies. By Form ADV it is a asset manager, ranked 1,232nd of 3,218 asset managers and 4,643rd of 17,210 SEC-registered advisers by assets.
Main office 917-261-4798As filed on Form ADV
- Regulatory AUM
- $1.3B
- Rank among asset managers
- #1,232 of 3,218
- Rank among all SEC RIAs
- #4,643 of 17,210
- Rank in New York
- #1,041 of 2,591
- Clients
- 3
- Accounts
- 3
- Discretionary
- 0% of AUM
- Employees
- 2
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Yong Ook ParkPresident and Chief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Insurance companies | 3 | $1.3B | 100% |
Disciplinary disclosures
DB Advisory America, Limited(ltd) reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for businesses and institutions
How it’s paid
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on DB Advisory America, Limited(ltd)
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 967 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does DB Advisory America, Limited(ltd) manage?
DB Advisory America, Limited(ltd) reports $1.3 billion in regulatory assets under management across 3 accounts, on its Form ADV filed January 29, 2026.
What kind of firm is DB Advisory America, Limited(ltd)?
DB Advisory America, Limited(ltd) is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are DB Advisory America, Limited(ltd)’s clients?
By assets, its largest client types are insurance companies ($1.3 billion, 3 clients).
Does DB Advisory America, Limited(ltd) have any disciplinary history?
DB Advisory America, Limited(ltd) reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is DB Advisory America, Limited(ltd)’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-01-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →