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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

1,873 firms manage $23.7 trillionCalifornia

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 5190
    Schnieders Capital Management, LLC.Pasadena, CA · 481 clientsWealth manager
    Pershing 65%Merrill / Bank of America 22%
    $1.1B
  2. 5202
    Brio Financial GroupSan Francisco, CA · 804 clientsWealth managerWrap sponsor
    Schwab 100%
    $1.1B
  3. 5213
    Preston CapitalAliso Viejo, CA · 3 clientsPrivate fund adviser
    No custodian reported
    $1.1B
  4. 5221
    Wndrco Capital Management LLCSan Francisco, CA · 8 clientsPrivate fund adviser
    No custodian reported
    $1.1B
  5. 5243
    Morling Financial Advisors, LLCFremont, CA · 349 clientsWealth manager
    Fidelity 52%Schwab 48%
    $1.0B
  6. 5246
    Weaver Consulting Group, LLCHuntington Beach, CA · 1,114 clientsWealth managerWrap sponsorHybrid
    Fidelity 100%
    $1.0B
  7. 5248
    Manchester Financial IncWestlake Village, CA · 1,102 clientsWealth manager
    Schwab 100%
    $1.0B
  8. 5250
    Three Bridge Wealth AdvisorsLos Altos, CA · 71 clientsWealth managerHybrid
    Schwab 100%
    $1.0B
  9. 5253
    RPG Investment Advisory, LLCPleasanton, CA · 953 clientsWealth manager
    Schwab 55%Interactive Brokers 45%
    $1.0B
  10. 5263
    Violich Capital ManagementMill Valley, CA · 116 clientsWealth manager
    Schwab 54%U.S. Bank 24%Merrill / Bank of America 23%
    $1.0B
  11. 5265
    Newfront Retirement Services, Inc.San Mateo, CA · 106 clientsAsset manager
    Fidelity Management Trust 74%Empower Financial Services 26%
    $1.0B
  12. 5277
    3(38) Investment FiduciariesSimi Valley, CA · 207 clientsAsset manager
    Empower Financial Services 100%
    $1.0B
  13. 5279
    Beryl Capital Management, LLCRedondo Beach, CA · 8 clientsPrivate fund adviser
    No custodian reported
    $1.0B
  14. 5281
    Gould Asset Management LLCClaremont, CA · 363 clientsWealth managerAffiliated broker-dealer
    Fidelity 82%
    $1.0B
  15. 5288
    Banyan Tree Asset Management, LLCTorrance, CA · 47 clientsWealth managerHybridBanyan Tree Securities, LLC
    Pershing 100%
    $1.0B
  16. 5315
    Centricus Investment Advisors (US) LLCBeverly Hills, CA · 2 clientsPrivate fund adviserHybrid
    No custodian reported
    $1.0B
  17. 5337
    Jocelyn Investment Management, LLCSan Rafael, CA · 259 clientsAsset manager
    Schwab 82%
    $1.0B
  18. 5339
    Verita Strategic Wealth Partners, LLCSan Francisco, CA · 17 clientsWealth manager
    Schwab 100%
    $1.0B
  19. 5341
    Navigation Group LLCRedwood Shores, CA · 342 clientsWealth managerHybrid
    LPL Financial 100%
    $1.0B
  20. 5346
    Main Management Fund Advisors, LLCSan Francisco, CA · 1 clientsAsset manager
    No custodian reported
    $1.0B
  21. 5352
    Fermata AdvisorsSonoma, CA · 3,879 clientsWealth manager
    Schwab 100%
    $1.0B
  22. 5357
    Mirador Capital PartnersPleasanton, CA · 662 clientsWealth managerHybrid
    Schwab 100%
    $1.0B
  23. 5361
    Aire Advisors, LLCBeverly Hills, CA · 369 clientsWealth manager
    Fidelity 100%
    $1.0B
  24. 5377
    Lateral Investment Management, LLCBurlingame, CA · 23 clientsPrivate fund adviser
    No custodian reported
    $1.0B
  25. 5387
    Fivespan Partners, LPSan Francisco, CA · 6 clientsPrivate fund adviser
    No custodian reported
    $1.0B
  26. 5388
    Cohen Capital Management IncCorte Madera, CA · 110 clientsWealth manager
    Schwab 95%
    $1.0B
  27. 5404
    Syntheticfi LLCSan Francisco, CA · 624 clientsWealth manager
    Schwab 98%
    $993M
  28. 5421
    Concentrum Wealth ManagementSan Jose, CA · 420 clientsWealth managerWrap sponsorHybrid
    Schwab 100%
    $987M
  29. 5431
    Encompass More Asset Management LLCDanville, CA · 4,008 clientsWealth managerHybridEncompass More Investments, LLC
    Schwab 94%
    $985M
  30. 5440
    New Forests Inc.San Francisco, CA · 4 clientsPrivate fund adviser
    No custodian reported
    $982M
  31. 5443
    Broadshore Capital Partners, LLCLos Angeles, CA · 11 clientsAsset manager
    No custodian reported
    $982M
  32. 5445
    Village Global Management, L.L.C.Covina, CA · 9 clientsPrivate fund adviser
    No custodian reported
    $979M
  33. 5456
    Balmoral Management II L.P.Los Angeles, CA · 3 clientsPrivate fund adviser
    No custodian reported
    $974M
  34. 5470
    TDA Investment GroupSan Mateo, CA · 4 clientsAsset manager
    No custodian reported
    $969M
  35. 5475
    Factorial Funds Management LLCSan Francisco, CA · 25 clientsPrivate fund adviser
    No custodian reported
    $967M
  36. 5489
    Bison Capital Asset Management, LLCSanta Monica, CA · 5 clientsPrivate fund adviser
    No custodian reported
    $962M
  37. 5490
    Partners for GrowthTiburon, CA · 7 clientsPrivate fund adviser
    No custodian reported
    $962M
  38. 5491
    Cache Advisors LLCSan Francisco, CA · 7 clientsPrivate fund adviserHybridCache Securities LLC
    No custodian reported
    $962M
  39. 5509
    Focus Investment Advisors, IncSolana Beach, CA · 36 clientsAsset managerHybrid
    LPL Financial 100%
    $956M
  40. 5515
    Tarbox Family Office, Inc.Newport Beach, CA · 230 clientsWealth manager
    Schwab 100%
    $954M

RIAs by state