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Private fund adviser · Burlingame, CA

Lateral Investment Management, LLC

SEC-registered investment adviser · CRD 159649 · SEC 801-112357

At a glance

Lateral Investment Management, LLC is an SEC-registered investment adviser based in Burlingame, California, with $1.0 billion in regulatory assets under management as of its Form ADV filed June 26, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 2,304th of 4,686 private fund advisers and 5,377th of 17,210 SEC-registered advisers by assets.

Main office 650-396-2200lateralim.comLinkedInAs filed on Form ADV

Regulatory AUM
$1.0B
Rank among private fund advisers
#2,304 of 4,686
Rank among all SEC RIAs
#5,377 of 17,210
Rank in California
#624 of 1,873
Clients
23
Accounts
23
Discretionary
84% of AUM
Employees
24
Advisory staff
13
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

Custodian

Lateral Investment Management, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

No broker-dealer ties

Other RIAs with no broker-dealer ties

Who it serves

Client typeClientsRegulatory AUMShare
Pooled investment vehicles23$1.0B100%

Private funds

Lateral Investment Management, LLC reports 18 private funds with $1.0B in gross assets: private equity funds, other private funds (Form ADV Item 7.B).

Disciplinary disclosures

Lateral Investment Management, LLC answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for pooled investment vehicles

How it’s paid

  • A percentage of assets under management
  • Performance-based fees
  • Other

Form ADV and brochures on the SEC’s adviser search ↗lateralim.com ↗

AtlasMembers

The full record on Lateral Investment Management, LLC

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 8 years of filings
Locked
Growth over one, three and five years
Locked
Rank against 2,162 peers of its type and size
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Owners and executives, with titles and stakes
4 namedLocked
Main office, fax and compliance officer
Locked
Filing changes this year, with alerts
1Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Lateral Investment Management, LLC manage?

Lateral Investment Management, LLC reports $1.0 billion in regulatory assets under management across 23 accounts, 84% of it on a discretionary basis, on its Form ADV filed June 26, 2026.

What kind of firm is Lateral Investment Management, LLC?

Lateral Investment Management, LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.

Who are Lateral Investment Management, LLC’s clients?

By assets, its largest client types are pooled investment vehicles ($1.0 billion, 23 clients).

Does Lateral Investment Management, LLC manage private funds?

Yes. It reports 18 private funds with $1.0 billion in gross assets, including private equity funds, other private funds.

Does Lateral Investment Management, LLC have any disciplinary history?

Lateral Investment Management, LLC answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.

Where these numbers come from

Every figure is Lateral Investment Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →