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Managing Director of Operations and Deputy Compliance Officer · Lateral Investment Management, LLC

Marie C. Hickey

CRD 7720473 · Named on Form ADV at one SEC-registered adviser

At a glance

Lateral Investment Management, LLC, an SEC-registered private fund adviser based in Burlingame, CA with $1.0 billion in regulatory assets, lists Marie C. Hickey on its Form ADV as Managing Director of Operations and Deputy Compliance Officer, a control person.

Firms and roles

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Marie’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Marie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.