Wealth manager, independent · Pleasanton, CA
RPG Investment Advisory, LLC
SEC-registered investment adviser · CRD 172173 · SEC 801-80481
At a glance
RPG Investment Advisory, LLC is an SEC-registered investment adviser based in Pleasanton, California, with $1.0B in regulatory assets under management as of its Form ADV filed January 27, 2026. It reports 953 individual clients, 953 of them high-net-worth, holding an average of about $1.1 million each, and 9 employees. That ranks it 1063rd among the nation’s 5,657 independent wealth management RIAs and 128th of 714 in California. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Interactive Brokers.
Main office 925-384-0071rpgadvisory.comAs filed on Form ADV
- Regulatory AUM
- $1.0B
- Rank among independent wealth managers
- #1,063 of 5,657
- Rank among all SEC RIAs
- #5,253 of 17,210
- Rank in California
- #128 of 714
- Individual clients
- 953
- High-net-worth clients
- 953
- Accounts
- 953
- Discretionary
- 100% of AUM
- Employees
- 9
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Matthew O. VeraManaging Member
- Robert J. ValentineMember
- Zachary ValentineMember
- Richard M GreerManaging Member
- Kristen ValentineChief Compliance Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
RPG Investment Advisory, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 953 | $1.0B | 100% |
Disciplinary disclosures
RPG Investment Advisory, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗rpgadvisory.com ↗
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The full record on RPG Investment Advisory, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 3,429 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in California
All of California →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Morling Financial Advisors, LLCFremont | $1.0B | 333 |
| Manchester Financial IncWestlake Village | $1.0B | 1,018 |
| Three Bridge Wealth AdvisorsLOS Altos | $1.0B | 71 |
| Gould Asset Management LLCClaremont | $1.0B | 349 |
| Verita Strategic Wealth Partners, LLCSAN Francisco | $1.0B | 17 |
| Navigation Group LLCRedwood Shores | $1.0B | 330 |
Background
Questions
How much does RPG Investment Advisory, LLC manage?
RPG Investment Advisory, LLC reports $1.0B in regulatory assets under management across 953 accounts, 100% of it on a discretionary basis, on its Form ADV filed January 27, 2026.
How many clients does RPG Investment Advisory, LLC have?
It reports 953 individual clients: 953 high-net-worth individuals and 0 other individuals. Individuals account for about 100% of its regulatory assets.
Where is RPG Investment Advisory, LLC headquartered?
Its main office is in Pleasanton, California. It reports 1 office in total and 9 employees, 2 of whom perform investment advisory functions.
How does RPG Investment Advisory, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does RPG Investment Advisory, LLC use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Interactive Brokers. On Schedule D of its Form ADV filed January 27, 2026, it reports these amounts held: Charles Schwab ($578M); Interactive Brokers ($466M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is RPG Investment Advisory, LLC a hybrid RIA with a broker-dealer?
RPG Investment Advisory, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is RPG Investment Advisory, LLC a fiduciary?
As an SEC-registered investment adviser, RPG Investment Advisory, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is RPG Investment Advisory, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-01-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →