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SEC data October 1, 2026
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SEC data October 1, 2026
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Sign in or start freeWealth manager, independent · Pleasanton, CA
SEC-registered investment adviser · CRD 172173 · SEC 801-80481
At a glance
RPG Investment Advisory, LLC is an SEC-registered investment adviser based in Pleasanton, California, with $1.0B in regulatory assets under management as of its Form ADV filed January 27, 2026. It reports 953 individual clients, 953 of them high-net-worth, holding an average of about $1.1 million each, and 9 employees. That ranks it 1063rd among the nation’s 5,657 independent wealth management RIAs and 128th of 714 in California. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Interactive Brokers.
Main office 925-384-0071rpgadvisory.comAs filed on Form ADV
No broker-dealer ties
RPG Investment Advisory, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 953 | $1.0B | 100% |
RPG Investment Advisory, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
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| Firm | Regulatory AUM | Clients |
|---|---|---|
| Morling Financial Advisors, LLCFremont | $1.0B | 333 |
| Manchester Financial IncWestlake Village | $1.0B | 1,018 |
| Three Bridge Wealth AdvisorsLOS Altos | $1.0B | 71 |
| Gould Asset Management LLCClaremont | $1.0B | 349 |
| Verita Strategic Wealth Partners, LLCSAN Francisco | $1.0B | 17 |
| Navigation Group LLCRedwood Shores | $1.0B | 330 |
RPG Investment Advisory, LLC reports $1.0B in regulatory assets under management across 953 accounts, 100% of it on a discretionary basis, on its Form ADV filed January 27, 2026.
It reports 953 individual clients: 953 high-net-worth individuals and 0 other individuals. Individuals account for about 100% of its regulatory assets.
Its main office is in Pleasanton, California. It reports 1 office in total and 9 employees, 2 of whom perform investment advisory functions.
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Interactive Brokers. On Schedule D of its Form ADV filed January 27, 2026, it reports these amounts held: Charles Schwab ($578M); Interactive Brokers ($466M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
RPG Investment Advisory, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
As an SEC-registered investment adviser, RPG Investment Advisory, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Every figure is RPG Investment Advisory, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-01-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →